0000950142-17-001044.txt : 20170515 0000950142-17-001044.hdr.sgml : 20170515 20170515172856 ACCESSION NUMBER: 0000950142-17-001044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170511 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLY GEM HOLDINGS INC CENTRAL INDEX KEY: 0001284807 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 200645710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 919-677-3900 MAIL ADDRESS: STREET 1: 5020 WESTON PARKWAY STREET 2: SUITE 400 CITY: CARY STATE: NC ZIP: 27513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALEY MICHAEL P CENTRAL INDEX KEY: 0001208396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35930 FILM NUMBER: 17846094 BUSINESS ADDRESS: STREET 1: 628 MAIN STREET CITY: DANVILLE STATE: VA ZIP: 24541 BUSINESS PHONE: 434-773-2220 MAIL ADDRESS: STREET 1: 628 MAIN STREET CITY: DANVILLE STATE: VA ZIP: 24541 4 1 es1700641_4-haley.xml OWNERSHIP DOCUMENT X0306 4 2017-05-11 0 0001284807 PLY GEM HOLDINGS INC PGEM 0001208396 HALEY MICHAEL P C/O PLY GEM HOLDINGS, INC. 5020 WESTON PARKWAY, SUITE 400 CARY NC 27513 1 0 0 0 Common stock 2017-05-11 4 M 0 6476 12.35 A 123711 D Common stock 2017-05-11 4 S 0 4525 17.77 D 119186 D Director stock option (right to buy) 12.35 2017-05-11 4 M 0 6476 0 A 2017-05-22 Common stock 6476 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.70 to $17.80, inclusive. The reporting person undertakes to provide to Ply Gem Holdings, Inc., any security holder of Ply Gem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. The option vested in five equal annual installments beginning on May 22, 2008. /s/ Timothy D. Johnson, attorney-in-fact 2017-05-15