-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OBS5TrcvQ9bAgXbL4FAXJkKx+TdVvZs6FDCdm8tPHKjBKcPO4vV0MPKf+TPAjXIe A8M1vjWRKb/zsfh3Vz7MrQ== 0001209191-10-050289.txt : 20101013 0001209191-10-050289.hdr.sgml : 20101013 20101013171731 ACCESSION NUMBER: 0001209191-10-050289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101011 FILED AS OF DATE: 20101013 DATE AS OF CHANGE: 20101013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YUREK GREGORY J CENTRAL INDEX KEY: 0001207476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19672 FILM NUMBER: 101122254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 BUSINESS PHONE: 9788423000 MAIL ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-10-11 0 0000880807 AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 0001207476 YUREK GREGORY J C/O AMERICAN SUPERCONDUCTOR CORPORATION 64 JACKSON ROAD DEVENS MA 01434 1 1 0 0 Chairman and CEO Common Stock 2010-10-11 4 M 0 71372 9.26 A 265884 D Common Stock 2010-10-11 4 S 0 71372 36.5463 D 194512 D Common Stock 2010-10-12 4 M 0 28972 9.26 A 223484 D Common Stock 2010-10-12 4 S 0 28972 36.5733 D 194512 D Common Stock 2010-10-12 4 M 0 136256 14.55 A 330768 D Common Stock 2010-10-12 4 S 0 136256 37.912 D 194512 D Common Stock 2010-10-13 4 M 0 15992 12.80 A 210504 D Common Stock 2010-10-13 4 S 0 15992 38.8074 D 194512 D Common Stock 1047 I By 401(k) Plan Stock Option (Right to buy) 9.26 2010-10-11 4 M 0 71372 0.00 D 2015-05-05 Common Stock 71372 28972 D Stock Option (Right to buy) 9.26 2010-10-12 4 M 0 28972 0.00 D 2015-05-05 Common Stock 28972 0 D Stock Option (Right to buy) 14.55 2010-10-12 4 M 0 136256 0.00 D 2017-05-15 Common Stock 136256 0 D Stock Option (Right to buy) 12.80 2010-10-13 4 M 0 15992 0.00 D 2014-05-06 Common Stock 15992 12298 D The stock option exercise and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 Plan. The disposition transaction was executed in muliple trades at prices ranging from $36.50-$36.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. The disposition transaction was executed in muliple trades at prices ranging from $36.48-$36.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. The disposition transaction was executed in muliple trades at prices ranging from $37.55-$38.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. The disposition transaction was executed in muliple trades at prices ranging from $38.80-$38.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. Following all the transactions reported on this Form 4, the reporting person holds 194,512 shares directly. Following all the transactions reported on this Form 4, the reporting person holds 1,047 shares indirectly through the company's 401(k) plan as of September 30, 2010. The option was fully vested as of May 5, 2008. The option was fully vested as of May 15, 2010. The option was fully vested as of May 6, 2007. /s/ Gregory J. Yurek 2010-10-13 -----END PRIVACY-ENHANCED MESSAGE-----