SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
PIEKOS STANLEY D

(Last) (First) (Middle)
4900 WEST 78TH STREET

(Street)
BLOOMINGTON MN 55435

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUGUST TECHNOLOGY CORP [ AUGT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/15/2006 D 45,870 D (1) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $4.36 02/15/2006 D 68,805 (2) 04/07/2010 Common Stock 68,805 (2) 0 D
Stock Option (right to buy) $4.36 02/15/2006 D 325 (3) 04/07/2010 Common Stock 325 (3) 0 D
Stock Option (right to buy) $18.5 02/15/2006 D 10,000 (4) 10/24/2010 Common Stock 10,000 (4) 0 D
Stock Option (right to buy) $18.45 02/15/2006 D 5,632 (5) 02/06/2014 Common Stock 5,632 (5) 0 D
Stock Option (right to buy) $10.36 02/15/2006 D 10,000 (6) 07/30/2014 Common Stock 10,000 (6) 0 D
Stock Option (right to buy) $10.38 02/15/2006 D 35,000 (7) 12/30/2014 Common Stock 35,000 (7) 0 D
Stock Option (right to buy) $12.1 02/15/2006 D 4,932 (8) 03/07/2015 Common Stock 4,932 (8) 0 D
Stock Option (right to buy) $12.74 02/15/2006 D 1,013 (9) 07/21/2015 Common Stock 1,013 (9) 0 D
Stock Option (right to buy) $11.29 02/15/2006 D 17,612 (10) 01/25/2016 Common Stock 17,612 (10) 0 D
Explanation of Responses:
1. The shares were disposed of pursuant to a merger agreement by and among the Issuer, Rudolph Technologies, Inc. ("Rudolph") and NS Merger Sub, Inc., a wholly-owned subsidiary of Rudolph (the "Merger"), in exchange for (i) up to 34,975 shares of Rudolph common stock have a market value of $17.92 per share on the effective date of the Merger, representing 0.7625 shares of Rudolph common stock per share of the Issuer's stock, or (ii) a cash payment of up to $481,635, representing $10.50 per share of the Issuer's stock, or (iii) a combination of shares and cash in amounts determined according to the election of the reporting person, if any, and the proration and allocation procedures set forth in the merger agreement; the determination of the allocation of shares and cash will be made on or about February 22, 2006.
2. The option, which provided for vesting in annual increments of 20% of the shares beginning April 7, 2004, was assumed by Rudolph in the Merger and replaced with a fully vested option to purchase 52,463 shares of Rudolph common stock for $5.72 per share.
3. The option, which provided for vesting in annual increments of 20% of the shares beginning April 7, 2004, was assumed by Rudolph in the Merger and replaced with a fully vested option to purchase 247 shares of Rudolph common stock for $5.72 per share.
4. The option, which was fully vested, was assumed by Rudolph in the Merger and replaced with an option to purchase 7,625 shares of Rudolph common stock for $24.27 per share.
5. The option, which was fully vested, was assumed by Rudolph in the Merger and replaced with an option to purchase 4,294 shares of Rudolph common stock for $24.20 per share.
6. The option, which provided for vesting in annual increments of 20% of the shares beginning July 30, 2004, was assumed by Rudolph in the Merger and replaced with an option to purchase 7,625 shares of Rudolph common stock for $13.59 per share with the same vesting terms.
7. The option, which provided for vesting of 34% of the shares on December 30, 2004 and 33% on December 30, 2005 and 2006, was assumed by Rudolph in the Merger and replaced with an option to purchase 26,687 shares of Rudolph common stock for $13.62 per share with the same vesting terms.
8. The option, which was fully vested, was assumed by Rudolph in the Merger and replaced with an option to purchase 3,760 shares of Rudolph common stock for $15.87 per share.
9. The option, which was fully vested, was assumed by Rudolph in the Merger and replaced with an option to purchase 772 shares of Rudolph common stock for $16.71 per share.
10. The option, which provided for vesting in annual increments of 20% of the shares beginning January 25, 2006, was assumed by Rudolph in the Merger and replaced with an option to purchase 13,429 shares of Rudolph common stock for $14.81 per share with the same vesting terms.
Remarks:
/s/ Robert K. Ranum as Agent for Stanley D. Piekos pursuant to Power of Attorney previoiusly filed 02/16/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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