0001209191-14-017048.txt : 20140305 0001209191-14-017048.hdr.sgml : 20140305 20140305085851 ACCESSION NUMBER: 0001209191-14-017048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dr Pepper Snapple Group, Inc. CENTRAL INDEX KEY: 0001418135 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 753258232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5301 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (972) 673-7000 MAIL ADDRESS: STREET 1: 5301 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: CSAB Inc. DATE OF NAME CHANGE: 20071109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNG LARRY D CENTRAL INDEX KEY: 0001206946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33829 FILM NUMBER: 14667523 MAIL ADDRESS: STREET 1: 5301 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-03 0 0001418135 Dr Pepper Snapple Group, Inc. DPS 0001206946 YOUNG LARRY D 5301 LEGACY DRIVE PLANO TX 75024 1 1 0 0 President & CEO Common Stock 2014-03-03 4 J 0 84124 0.00 A 334124 D Common Stock 2014-03-03 4 J 0 8409 0.00 A 342533 D Common Stock 2014-03-03 4 F 0 38818 0.00 D 303715 D Common Stock 2014-03-03 4 M 0 66007 36.42 A 369722 D Common Stock 2014-03-03 4 M 0 61985 37.80 A 431707 D Common Stock 2014-03-03 4 S 0 127992 51.7589 D 303715 D Restricted Stock Unit 0.00 2014-03-03 4 J 0 84124 0.00 D Common Stock 84124 0 D Employee Stock Option (Right to Buy) 51.68 2014-03-03 4 A 0 206896 51.68 A 2024-03-03 Common Stock 206896 206896 D Restricted Stock Unit 0.00 2014-03-03 4 A 0 46439 0.00 A Common Stock 46439 46439 D Employee Stock Option (Right to Buy) 36.42 2014-03-03 4 M 0 66007 36.42 D 2021-03-02 Common Stock 66007 0 D Employee Stock Option (Right to Buy) 37.80 2014-03-03 4 M 0 61985 37.80 D 2022-03-02 Common Stock 61985 61985 D These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2014 and settled on March 3, 2014. These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2014 and settled on March 3, 2014. Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.50-$51.86. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 3, 2015. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 2, 2013. Wayne R. Lewis, attorney in fact 2014-03-04