0001144204-11-027940.txt : 20110511 0001144204-11-027940.hdr.sgml : 20110511 20110511095031 ACCESSION NUMBER: 0001144204-11-027940 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110511 EFFECTIVENESS DATE: 20110511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEARBORN PARTNERS LLC CENTRAL INDEX KEY: 0001206792 IRS NUMBER: 364145621 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10306 FILM NUMBER: 11830444 BUSINESS ADDRESS: STREET 1: 200 W. MADISON CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 v221757_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-31-2011 ----------- Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Dearborn Partners L.L.C. -------------------------- Address: 200 W. Madison St. -------------------------- Suite 1950 -------------------------- Chicago, IL 60606 -------------------------- Form 13F File Number: 28-10306 -------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kurt M. Newsom ---------------------------------------------------------------------- Title: General Counsel ---------------------------------------------------------------------- Phone: 312-795-5348 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Kurt M. Newsom Chicago, IL 05-10-2011 ---------------------------------- ------------------------------- ---------- [Signature] [City, State] [Date] Report type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 333 ------------------- Form 13F Information Table Value Total: $394,243 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Form 13F INFORMATION TABLE Dearborn Partners L.L.C. FORM 13F 31-March-11
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other --------------------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ -------- --------- ------ -------- ---- ---- ------- -------- -------- -------- ------- 3M Company COM 88579y101 9391 100434 SH Sole 100034 400 AES Corp COM 00130H105 3000 230800 SH Sole 230800 AFLAC Inc. COM 001055102 529 10030 SH Sole 10030 AT&T Inc COM 00206R102 1684 55014 SH Sole 54719 295 31 1000 SH Other 1000 Abbott Labs COM 002824100 7595 154833 SH Sole 154333 500 16 320 SH Other 320 Accenture PLC COM G1151C101 3088 56175 SH Sole 56175 Accretive Health Inc COM 00438V103 235 8475 SH Sole 8475 Activision Blizzard, inc. COM 00507V109 249 22655 SH Sole 22655 Air Products & Chemicals, Inc COM 009158106 1880 20849 SH Sole 20649 200 54 600 SH Other 600 Akamai Technologies Com COM 00971T101 264 6943 SH Sole 6813 130 2 58 SH Other 58 Alcon, Inc. COM H01301102 1207 7291 SH Sole 7291 Alleghany Corp New COM 017175100 456 1377 SH Sole 1377 Altria Group Inc COM 02209S103 243 9339 SH Sole 9339 8 320 SH Other 320 AmeriGas Partners, LP COM 030975106 288 5995 SH Sole 5970 25 42 875 SH Other 675 200 American Express Co COM 025816109 2064 45656 SH Sole 45656 American River Bankshares COM 029326105 636 96363 SH Sole 96363 Anadarko Pete Corp COM 032511107 1449 17687 SH Sole 17687 Apache Corp COM 037411105 1384 10572 SH Sole 10272 300 Apple Computer COM 037833100 2678 7683 SH Sole 7683 47 136 SH Other 136 Autodesk Inc Com COM 052769106 549 12443 SH Sole 12443 Automatic Data Processing COM 053015103 5848 113965 SH Sole 113965 9 180 SH Other 180 Baker Hughes COM 057224107 657 8953 SH Sole 8113 840 9 120 SH Other 120 Bank of New York Mellon Corp COM 064058100 2772 92800 SH Sole 92800 Baxter International Inc COM 071813109 3205 59600 SH Sole 59600 358 6650 SH Other 6650 Becton Dickinson & Co COM 075887109 2633 33064 SH Sole 33064 6 80 SH Other 80 Berkshire Hathaway Cl B COM 084670702 1505 17995 SH Sole 17995 Black Hills Corp COM 092113109 637 19035 SH Sole 18635 400 Blackstone Group LP COM 09253U108 414 23177 SH Sole 23177 61 3400 SH Other 2800 600 Boeing COM 097023105 4608 62325 SH Sole 62325 Bolt Technology Corp. COM 097698104 633 46755 SH Sole 46755 C.R. Bard Inc COM 067383109 6458 65001 SH Sole 64601 400 CBS Corp New Class B COM 124857202 655 26178 SH Sole 26178 CEC Entertainment Inc COM 125137109 393 10424 SH Sole 10424 CIT Group Inc COM 125581801 585 13745 SH Sole 13745 CME Group Inc COM 12572Q105 1696 5626 SH Sole 5601 25 Cache, Inc. COM 127150308 1087 236897 SH Sole 236897 Carbo Ceramics Inc. COM 140781105 247 1750 SH Sole 1750 Caterpillar Inc COM 149123101 4570 41039 SH Sole 41039 209 1875 SH Other 1450 425 Cemex SAB De Cv Spons ADR COM 151290889 370 41448 SH Sole 112 41336 Cerner Corp COM 156782104 1091 9807 SH Sole 9807 19 175 SH Other 175 Chesapeake Energy Corp COM 165167107 3180 94865 SH Sole 94000 865 Chevron Corp COM 166764100 10891 101317 SH Sole 100817 500 44 410 SH Other 220 190 China Mobile (Hong Kong)LTD AD COM 16941M109 403 8711 SH Sole 8311 400 52 1115 SH Other 1115 Cisco Systems COM 17275R102 1659 96712 SH Sole 96112 600 109 6330 SH Other 6330 Clorox Co COM 189054109 706 10080 SH Sole 9980 100 12 175 SH Other 175 Coca Cola Co COM 191216100 1305 19675 SH Sole 19675 14 210 SH Other 210 Cognizant Tech Solutions Cl A COM 192446102 2249 27630 SH Sole 27630 4 44 SH Other 44 Colgate Palmolive Co COM 194162103 859 10632 SH Sole 10232 400 21 265 SH Other 265 ConocoPhillips COM 20825c104 4823 60395 SH Sole 55100 5295 122 1525 SH Other 1200 325 Costco Wholesale Corp COM 22160K105 1193 16269 SH Sole 16269 20 275 SH Other 275 Covidien PLC COM 0B68SQD29 3239 62355 SH Sole 62355 Danaher Corp COM 235851102 280 5401 SH Sole 5401 Deere & Co COM 244199105 345 3565 SH Sole 3065 500 10 100 SH Other 100 Devon Energy Corp COM 25179M103 348 3797 SH Sole 3797 Domino's Pizza, Inc. COM 25754a201 633 34329 SH Sole 34329 Duke Energy Corp COM 26441c105 281 15473 SH Sole 15473 31 1700 SH Other 1700 Dynamic Materials Corp. COM 267888105 1334 47702 SH Sole 47702 E I Du Pont de Nemours & Co COM 263534109 406 7380 SH Sole 7380 37 675 SH Other 675 EBay Inc COM 278642103 391 12609 SH Sole 12609 EMC Corp COM 268648102 4479 168641 SH Sole 166141 2500 37 1400 SH Other 1400 Eagle Materials Inc COM 26969p108 842 27833 SH Sole 27833 Eastern Insurance Holdings COM 276534104 1304 100755 SH Sole 100755 Ecolab Inc COM 278865100 1150 22545 SH Sole 21895 650 Emerson Electric Co COM 291011104 2978 50963 SH Sole 50963 370 6335 SH Other 6335 Endo Pharmaceutc Hldgs Com COM 29264F205 651 17047 SH Sole 17047 Energizer Holdings Inc COM 29266R108 284 3994 SH Sole 3994 Energy Transfer Partners, LP COM 29273R109 170 3275 SH Sole 3275 45 875 SH Other 875 Enterprise Products Partners L COM 293792107 220 5115 SH Sole 5115 42 975 SH Other 725 250 Equifax Inc COM 294429105 3170 81600 SH Sole 81600 Express Scripts Inc COM 302182100 1210 21766 SH Sole 21766 Exxon Mobil Corp COM 30231G102 11292 134222 SH Sole 133722 500 661 7853 SH Other 7853 Fastenal Company COM 311900104 723 11155 SH Sole 10655 500 FedFirst Financial Co. COM 31429C101 243 17620 SH Sole 17620 Fiserv Inc COM 337738108 233 3715 SH Sole 3100 165 450 Franklin Electric Co COM 353514102 509 11025 SH Sole 11025 Freeport-McMoran Copper & Gold COM 35671d857 2213 39832 SH Sole 39332 500 14 256 SH Other 256 Freightcar America, Inc. COM 357023100 979 30119 SH Sole 30119 Gatehouse Media, Inc. COM 367348109 26 156516 SH Sole 156516 General Dynamics Corp COM 369550108 6603 86247 SH Sole 86247 General Electric Co COM 369604103 2039 101690 SH Sole 99890 1800 287 14300 SH Other 12525 1775 General Mills COM 370334104 5292 144800 SH Sole 144800 7 200 SH Other 200 Gilead Sciences Incorporated COM 375558103 5111 120346 SH Sole 119546 800 GlaxoSmithKline PLC COM 37733w105 48 1250 SH Sole 1250 197 5131 SH Other 5131 Goldman Sachs Group COM 38141G104 771 4860 SH Sole 4820 40 Goodrich Corp COM 382388106 2925 34200 SH Sole 34200 Google Inc CL A COM 38259P508 2886 4918 SH Sole 4918 18 30 SH Other 30 Greenlight Capital COM G4095J109 302 10701 SH Sole 10701 Gulfmark Offshore, Inc. COM 402629208 573 12883 SH Sole 12883 HSBC Holdings PLC Spon ADR New COM 404280406 1251 24149 SH Sole 24149 Halliburton Co Holdings Co COM 406216101 3110 62400 SH Sole 62400 Heinz, H J COM 423074103 288 5909 SH Sole 5909 Hershey Company COM 427866108 393 7225 SH Sole 7225 8 150 SH Other 150 Hewlett Packard Co COM 428236103 1792 43736 SH Sole 43736 135 3307 SH Other 3307 Home Federal Bancorp, Inc. COM 43710G105 321 27266 SH Sole 27266 Honeywell Intl Inc COM 438516106 323 5411 SH Sole 5411 21 350 SH Other 350 Hudson City Bancorp Com COM 443683107 184 18998 SH Sole 18998 ITT Industries COM 450911102 2842 47325 SH Sole 47325 Idexx Labs Inc COM 45168d104 251 3250 SH Sole 2750 500 Illinois Tool Works Inc COM 452308109 8783 163503 SH Sole 162743 160 600 13 250 SH Other 250 Intel Corp COM 458140100 495 24552 SH Sole 22362 2190 254 12582 SH Other 12582 International Business Machine COM 459200101 7656 46947 SH Sole 46902 45 Intuit COM 461202103 230 4330 SH Sole 4330 Iron Mtn Inc PA Com COM 462846106 295 9450 SH Sole 8450 1000 J M Smucker Company New COM 832696405 352 4925 SH Sole 4525 400 J P Morgan Chase & Co COM 46625H100 7233 156904 SH Sole 156719 185 185 4020 SH Other 4020 JMAR Technologies Inc COM 466212107 0 34130 SH Sole 34130 James River Coal Co. COM 470355207 1384 57274 SH Sole 57274 Janus Cap Group Inc COM 47102x105 404 32387 SH Sole 32387 Johnson & Johnson COM 478160104 7015 118395 SH Sole 117855 140 400 394 6643 SH Other 6643 Johnson Controls Inc COM 478366107 2269 54594 SH Sole 54594 12 300 SH Other 300 Kellogg Company COM 487836108 237 4390 SH Sole 4390 Kimberly Clark Corp COM 494368103 637 9765 SH Sole 9765 Kimco Realty Corp REIT COM 49446r109 235 12827 SH Sole 12827 Kinder Morgan Energy L.P. COM 494550106 583 7862 SH Sole 7862 56 750 SH Other 600 150 Kinetic Concepts Inc Com New COM 49460W208 789 14503 SH Sole 14503 Kraft Foods Inc Cl A COM 50075N104 1611 51357 SH Sole 51357 3 86 SH Other 86 Laboratory Corp of America Hol COM 50540R409 294 3189 SH Sole 3189 Liberty Media Corp Interactive COM 53071M104 2412 150400 SH Sole 150400 Life Technologies Corp COM 53217V109 3035 57900 SH Sole 57900 Limelight Networks Inc. COM 53261m104 161 22555 SH Sole 22555 Lincoln Electric Holdings, Inc COM 533900106 709 9333 SH Sole 9333 Linear Technology Corp COM 535678106 222 6600 SH Sole 6600 Lockheed Martin Corp COM 539830109 228 2835 SH Sole 2150 135 550 Loews Corp COM 540424108 1693 39300 SH Sole 39300 Lowes Cos Inc COM 548661107 8261 312553 SH Sole 311553 1000 11 425 SH Other 425 Magellan Midstream Partners, L COM 559080106 253 4225 SH Sole 4225 Marathon Oil Corp COM 565849106 402 7534 SH Sole 7534 21 390 SH Other 390 Masco Corp COM 574599106 244 17504 SH Sole 17504 7 520 SH Other 520 McCormick & Company Inc NON VT COM 579780206 2313 48350 SH Sole 47370 180 800 8 160 SH Other 160 McDonalds Corp COM 580135101 6047 79472 SH Sole 79122 350 85 1115 SH Other 840 275 Medtronic Inc COM 585055106 454 11532 SH Sole 11272 260 Microsoft Corp COM 594918104 6600 259941 SH Sole 258651 290 1000 126 4950 SH Other 4550 400 MidwestOne Financial Group COM 598511103 367 24740 SH Sole 24740 Monarch Casino & Resort, Inc. COM 609027107 417 40100 SH Sole 40100 Monsanto Co New COM 61166w101 995 13776 SH Sole 13241 535 9 125 SH Other 125 Multi Color Corp. COM 625383104 254 12588 SH Sole 12588 Murphy Oil Corp COM 626717102 349 4750 SH Sole 4750 Nalco Holding Company COM 62985Q101 1548 56700 SH Sole 56700 National Beverage Corp COM 635017106 259 18880 SH Sole 18880 National Instruments Corp COM 636518102 379 11575 SH Sole 10000 1575 Nestle SA ADR COM 641069406 3694 64266 SH Sole 63266 1000 NextEra Energy Inc COM 65339F101 3347 60715 SH Sole 60215 500 17 305 SH Other 305 Nike Inc, Class B COM 654106103 246 3250 SH Sole 3250 Norfolk Southern Corp COM 655844108 1028 14842 SH Sole 14842 76 1100 SH Other 1100 Northern Trust COM 665859104 1065 20984 SH Sole 18952 1632 400 5 100 SH Other 100 Occidental Petroleum COM 674599105 2483 23759 SH Sole 23759 Office Depot Inc COM 676220106 878 189542 SH Sole 189542 Old Republic Intl Corp COM 680223104 307 24231 SH Sole 5374 18857 Omnova Solutions Inc COM 682129101 475 60361 SH Sole 60361 Oracle Corp COM 68389x105 1064 31836 SH Sole 31836 8 250 SH Other 250 Oshkosh Truck Corp Com COM 688239201 1115 31508 SH Sole 31508 Owens & Minor Inc. COM 690732102 476 14649 SH Sole 14649 PMI Group COM 69344m101 273 101028 SH Sole 1200 99828 PPG Industries Inc COM 693506107 487 5110 SH Sole 5110 136 1425 SH Other 1425 Palomar Medical Technologies COM 697529303 552 37205 SH Sole 37205 Parker Hannifin Corp COM 701094104 1886 19925 SH Sole 19925 Patriot Coal Corp COM 70336t104 719 27839 SH Sole 27839 PayChex Inc COM 704326107 218 6950 SH Sole 6350 600 PepsiCo Inc COM 713448108 6472 100477 SH Sole 99977 100 400 6 100 SH Other 100 Pfizer COM 717081103 714 35148 SH Sole 35148 320 15750 SH Other 15000 750 Philip Morris International COM 718172109 1147 17472 SH Sole 17342 130 53 800 SH Other 200 600 Piedmont Natural Gas Inc COM 720186105 1094 36034 SH Sole 35234 800 12 400 SH Other 400 Pioneer Natural Resources COM 723787107 3241 31800 SH Sole 31800 Polaris Inds Inc Com COM 731068102 763 8772 SH Sole 8772 Pool Corporation COM 73278L105 571 23701 SH Sole 23701 Praxair Inc COM 74005P104 7887 77629 SH Sole 77229 400 PrivateBancorp Inc COM 742962103 351 22948 SH Sole 500 22448 Procter & Gamble Co COM 742718109 6391 103755 SH Sole 103155 600 9 150 SH Other 150 Qualcomm Inc COM 747525103 2605 47517 SH Sole 46717 800 9 160 SH Other 160 RPM Intl Inc COM 749685103 2369 99819 SH Sole 99819 RR Donnelley & Sons COM 257867101 1387 73296 SH Sole 73296 Radian Group Inc COM 750236101 294 43131 SH Sole 43131 Ralcorp Holdings Inc COM 751028101 3021 44143 SH Sole 41700 2443 Reservoir Capital Corp. COM 761125103 22 12500 SH Sole 12500 Resmed Inc COM 761152107 225 7500 SH Sole 6500 1000 Rockwell Automation Inc. COM 773903109 427 4513 SH Sole 4513 Rockwell Collins COM 774341101 1025 15817 SH Sole 15467 350 13 200 SH Other 200 Royal Dutch Shell PLC ADR A COM 780259206 563 7725 SH Sole 7725 Royal Dutch Shell PLC ADR B COM 780259107 112 1535 SH Sole 1535 365 4979 SH Other 4979 Salesforce.com Inc COM 79466L302 684 5117 SH Sole 5117 Sally Beauty Holdings Inc COM 79546E104 1195 85294 SH Sole 85294 Schlumberger Ltd COM 806857108 3467 37180 SH Sole 36475 145 560 149 1600 SH Other 1600 Schnitzer Steel Holdings COM 806882106 491 7545 SH Sole 7545 Seadrill Ltd COM g7945e105 216 5975 SH Sole 5975 59 1625 SH Other 1625 Sharps Compliance Corp. COM 820017101 1137 240925 SH Sole 240925 Sherwin Williams Co COM 824348106 264 3145 SH Sole 902 2243 Simon Property Group COM 828806109 294 2742 SH Sole 2742 Southern Co COM 842587107 1248 32749 SH Sole 32049 700 30 800 SH Other 800 Spartan Motors, Inc. COM 846819100 1427 207966 SH Sole 207966 Standard Pac Corp New Com COM 85375c101 84 22590 SH Sole 22590 Staples Inc COM 855030102 389 20034 SH Sole 18034 2000 State Street Corp COM 857477103 513 11416 SH Sole 10911 205 300 270 6000 SH Other 6000 Steiner Leisure Ltd. COM P8744Y102 357 7720 SH Sole 7720 Stericycle Inc COM 858912108 395 4450 SH Sole 4050 400 Stryker Corp COM 863667101 826 13582 SH Sole 13582 16 265 SH Other 265 Sysco Corporation COM 871829107 412 14879 SH Sole 14079 800 T Rowe Price Group Inc COM 74144t108 439 6614 SH Sole 6114 500 TE Connectivity Ltd COM H84989104 2694 77355 SH Sole 77355 Take Two Interactive Software COM 874054109 1448 94257 SH Sole 94257 Target Corporation COM 87612E106 6178 123529 SH Sole 123079 450 9 175 SH Other 175 Texas Instruments Corp COM 882508104 285 8249 SH Sole 7549 700 The Bancorp, Inc. COM 05969A105 129 14005 SH Sole 14005 Tractor Supply Company COM 892356106 192 3200 SH Sole 3200 21 350 SH Other 350 Trinity Industries Inc COM 896522109 1056 28786 SH Sole 28786 Tyco Intl Ltd COM H89128104 1444 32255 SH Sole 32255 U. S. Bancorp COM 902973304 1210 45787 SH Sole 45187 600 8 300 SH Other 300 USG Corp COM 903293405 774 46488 SH Sole 46488 Unilever NV New COM 904784709 26 833 SH Sole 833 235 7500 SH Other 7500 Union Pacific Corp COM 907818108 1348 13714 SH Sole 13714 8 85 SH Other 85 United Online Inc COM 911268100 399 63337 SH Sole 63337 United Technologies Corp COM 913017109 5148 60820 SH Sole 60320 500 Universal Technical Institute COM 913915104 506 26004 SH Sole 26004 ValueClick, Inc. COM 92046N102 168 11610 SH Sole 11610 Verizon Communications COM 92343v104 1073 27846 SH Sole 26906 240 700 47 1225 SH Other 825 400 Visa Inc Cl A COM 92826c839 1600 21728 SH Sole 21598 130 13 175 SH Other 175 W.W. Grainger Corp COM 384802104 663 4814 SH Sole 4814 WABTEC COM 929740108 1096 16152 SH Sole 16152 Wal-Mart Stores COM 931142103 750 14409 SH Sole 14409 25 480 SH Other 200 280 Walgreen Company COM 931422109 2202 54850 SH Sole 53600 1250 10 250 SH Other 250 Watsco, Inc. COM 942622200 223 3200 SH Sole 2700 500 Wells Fargo & Co COM 949746101 756 23851 SH Sole 23851 16 500 SH Other 500 White Mountains Insurance Grou COM g9618e107 2820 7742 SH Sole 7742 Yahoo Inc COM 984332106 2894 173500 SH Sole 173500 IPath Dow Jones-UBS Grains Tot ETF 06739H305 171 3125 SH Sole 3125 33 600 SH Other 600 IShares MSCI EAFE Index Fd ETF 464287465 939 15636 SH Sole 15636 17 275 SH Other 275 IShares S&P Mid Cap 400/Barra ETF 464287606 1169 10590 SH Sole 10390 200 IShares Tr MSCI Emerging Mkts ETF 464287234 2249 46217 SH Sole 46217 165 3390 SH Other 3390 PowerShares Financial Pfd Port ETF 73935x229 314 17306 SH Sole 17306 28 1550 SH Other 1550 Powershares QQQ Trust Series 1 ETF 73935A104 342 5955 SH Sole 5955 S & P Depository Receipts SPDR ETF 78462F103 542 4085 SH Sole 4085 The JPMorgan Alerian MLP Index ETF 46625H365 345 9093 SH Sole 9093 Vanguard Emerging Markets ETF ETF 922042858 429 8768 SH Sole 8768 18 360 SH Other 360 Vanguard High Dividend Yield E ETF 921946406 2154 48587 SH Sole 48587 74 1670 SH Other 470 1200 Vanguard Large Cap ETF ETF 922908637 505 8312 SH Sole 8312 Vanguard Mega Cap 300 Growth E ETF 921910816 190 3855 SH Sole 3855 13 260 SH Other 260 Vanguard Mid-Cap ETF ETF 922908629 260 3227 SH Sole 3227 13 165 SH Other 165 Vanguard Mid-Cap Growth Index ETF 922908538 1636 24158 SH Sole 24158 37 542 SH Other 542 Vanguard Small Cap Growth ETF ETF 922908595 324 3750 SH Sole 3750 IShares Barclays 1-3 Yr Treas ETF 464287457 276 3300 SH Sole 3300 IShares Barclays 1-3 yr Cr Bon ETF 464288646 1236 11835 SH Sole 11835 IShares S&P US Preferred Stock ETF 464288687 517 13052 SH Sole 13052 Invesco Van Kampen Sr Income T ETF 46131H107 77 15000 SH Sole 15000 Vanguard Short-Term Bond ETF ETF 921937827 398 4960 SH Sole 4960 333 DATA RECORDS 394243