0000704051-13-000078.txt : 20130501
0000704051-13-000078.hdr.sgml : 20130501
20130501165111
ACCESSION NUMBER: 0000704051-13-000078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130430
FILED AS OF DATE: 20130501
DATE AS OF CHANGE: 20130501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN JOSEPH A
CENTRAL INDEX KEY: 0001206673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 13803890
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-04-30
0
0000704051
LEGG MASON, INC.
LM
0001206673
SULLIVAN JOSEPH A
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
President & CEO
Common Stock
2013-04-30
4
F
0
11987
31.42
D
363426.89
D
Common Stock
3435.42
I
By 401(K) Plan
Common Stock
1460
I
By Child
Represents shares withheld to satisfy tax obligation in connection with vesting of restricted stock.
Includes the acquisition of 378.47 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan from June 15, 2012 to August 31, 2012 at prices ranging from $22.26-$24.10 and the acquisition of 1237.42 shares from September 15, 2012 to April 30, 2013 at prices ranging from $22.50-$31.17.
Includes 79.445 units acquired under the Legg Mason Profit Sharing and 401(K) Plan and Trust since the date of the person's last ownership report. Units represent ownership interest in Legg Mason's Stock Fund. Note that 378.47 units initially reported as have been acquired under the Legg Mason 401(K) Plan and Trust on a Form 4 filed on 09/12/12 should have been reported as shares acquired under the Legg Mason, Inc. Employee Stock Purchase Plan and have been moved to the direct holdings listed above.
/s/ Elisabeth F. Craig, Attorney-in-fact for Joseph F. Sullivan
2013-05-01