0000704051-12-000035.txt : 20120502 0000704051-12-000035.hdr.sgml : 20120502 20120502140757 ACCESSION NUMBER: 0000704051-12-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120430 FILED AS OF DATE: 20120502 DATE AS OF CHANGE: 20120502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN JOSEPH A CENTRAL INDEX KEY: 0001206673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 12804235 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-04-30 0 0000704051 LEGG MASON, INC. LM 0001206673 SULLIVAN JOSEPH A LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Sr. Executive Vice President Common Stock 2011-12-21 5 G 0 E 635 0 D 247682 D Common Stock 2011-12-22 5 G 0 E 14015 0 D 233667 D Common Stock 2012-04-30 4 F 0 8565 26.14 D 225102 D Common Stock 2856.93 I By 401(K) Plan Common Stock 1460 I By Child Represents shares withheld to satisfy tax obligation in connection with vesting of restricted stock. Includes 85.75 units acquired under the Legg Mason Profit Sharing and 401(K) Plan and Trust since the date of the person's last ownership report. Units represent ownership interest in Legg Mason's Stock Fund. // Elisabeth F. Craig, Attorney-in-fact for Joseph A. Sullivan 2012-05-02