-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M6sBZIIo8oYrw2IzSyNAsbMM3if4YRMrawzWaiCHDMdxmNLfjfwaAjPUsS3OuIKI ERpO/1Kb4tqST4a/3+/H9Q== 0000704051-10-000192.txt : 20100519 0000704051-10-000192.hdr.sgml : 20100519 20100519165423 ACCESSION NUMBER: 0000704051-10-000192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100517 FILED AS OF DATE: 20100519 DATE AS OF CHANGE: 20100519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN JOSEPH A CENTRAL INDEX KEY: 0001206673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 10845689 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-05-17 0 0000704051 LEGG MASON INC LM 0001206673 SULLIVAN JOSEPH A LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Sr. Executive Vice President Common Stock 2010-05-17 4 A 0 15038 0 A 232474 D Common Stock 2010-05-19 4 G 0 700 0 D 231774 D Common Stock 2370.39 I By 401(k) Plan Stock Options (Right to Buy) 33.25 2010-05-17 4 A 0 34626 0 A 2011-05-31 2018-05-17 Common Stock 34626 34626 D Includes 331.71 shares acquired under the Legg Mason Profit Sharing and 401(k) Plan and Trust since the date of the reporting person's last ownership report. Employee stock options vest serially over 5 years commencing on May 31, 2011. /s/ Erin L. Clark, Attorney-in-fact for Joseph A. Sullivan 2010-05-19 -----END PRIVACY-ENHANCED MESSAGE-----