0001001250-13-000143.txt : 20130906 0001001250-13-000143.hdr.sgml : 20130906 20130906183345 ACCESSION NUMBER: 0001001250-13-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130904 FILED AS OF DATE: 20130906 DATE AS OF CHANGE: 20130906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROUVE CEDRIC CENTRAL INDEX KEY: 0001206140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 131084009 MAIL ADDRESS: STREET 1: ESTEE LAUDER COS INC STREET 2: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-09-04 0001001250 ESTEE LAUDER COMPANIES INC EL 0001206140 PROUVE CEDRIC THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 Group President, International Class A Common Stock 2013-09-04 4 A 0 39279 0 A 162441 D Class A Common Stock 2013-09-04 4 F 0 20257 67.30 D 142184 D Option (Right to Buy) 67.30 2013-09-04 4 A 0 47228 A 2023-09-04 Class A Common Stock 47228 47228 D Restricted Stock Units (Share Payout) 0 2013-09-04 4 A 0 11223 A Class A Common Stock 11223 61954 D Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 15, 2010. Aggregate target payout for the opportunities was 26,186 shares of Class A Common Stock. Represents the withholding of shares for tax purposes in connection with the payout of the PSUs. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,742 shares exercisable from and after January 1, 2015; 15,743 shares exercisable from and after January 1, 2016; and 15,743 shares exercisable from and after January 1, 2017. Not applicable. Restricted Stock Units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Assuming continued employment, the Restricted Stock Units granted on September 4, 2013 will vest and be paid out as follows: 5,611 on October 31, 2014; 5,612 on November 2, 2015; and 5,612 on October 31, 2016. Assuming continued employment, the Restricted Stock Units held by the Reporting Person will vest and be paid out as follows: 20,529 on October 31, 2013; 17,411 on October 31, 2014; 10,702 on November 2, 2015; 13,312 on November 16, 2015; and 5,612 on October 31, 2016. Upon payout, shares will be withheld to cover minimum statutory tax obligations. Restricted Stock Units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Cedric Prouve, by Maureen Sladek, attorney-in fact 2013-09-06