0001001250-11-000185.txt : 20111109 0001001250-11-000185.hdr.sgml : 20111109 20111109165033 ACCESSION NUMBER: 0001001250-11-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111108 FILED AS OF DATE: 20111109 DATE AS OF CHANGE: 20111109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROUVE CEDRIC CENTRAL INDEX KEY: 0001206140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14064 FILM NUMBER: 111192249 MAIL ADDRESS: STREET 1: ESTEE LAUDER COS INC STREET 2: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESTEE LAUDER COMPANIES INC CENTRAL INDEX KEY: 0001001250 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 112408943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125724200 MAIL ADDRESS: STREET 1: 767 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-11-08 0001001250 ESTEE LAUDER COMPANIES INC EL 0001206140 PROUVE CEDRIC THE ESTEE LAUDER COMPANIES INC. 767 FIFTH AVENUE NEW YORK NY 10153 0 1 0 0 Group President, International Class A Common Stock 2011-11-08 4 M 0 50000 39.56 A 95828 D Class A Common Stock 2011-11-08 4 M 0 50000 42.58 A 145828 D Class A Common Stock 2011-11-08 4 M 0 41666 52.83 A 187494 D Class A Common Stock 2011-11-08 4 S 0 141666 117.19 D 45828 D Option (Right to Buy) 39.56 2011-11-08 4 M 0 50000 D 2010-01-01 2016-09-20 Class A Common Stock 50000 0 D Option (Right to Buy) 42.58 2011-11-08 4 M 0 50000 D 2011-01-01 2017-09-21 Class A Common Stock 50000 0 D Option (Right to Buy) 52.83 2011-11-08 4 M 0 41666 D 2009-09-11 2018-09-11 Class A Common Stock 41666 20834 D The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range. Sales prices range from $116.86 to $117.56, inclusive. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2008, 16,667 shares exercisable from and after January 1, 2009, and 16,667 shares exercisable from and after January 1, 2010. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2009, 16,667 shares exercisable from and after January 1, 2010, and 16,667 shares exercisable from and after January 1, 2011. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 20,833 shares exercisable from and after January 1, 2010, 20,833 shares exercisable from and after January 1, 2011, and 20,834 shares exercisable from and after January 1, 2012. Not applicable. The Reporting Person also has options to purchase at various prices 163,850 shares of Class A Common Stock, 22,500 of which are currently exercisable. Cedric Prouve, by Spencer G. Smul, attorney-in fact 2011-11-09