0001209191-12-052492.txt : 20121109 0001209191-12-052492.hdr.sgml : 20121109 20121109161104 ACCESSION NUMBER: 0001209191-12-052492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121108 FILED AS OF DATE: 20121109 DATE AS OF CHANGE: 20121109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSS EDWARD H CENTRAL INDEX KEY: 0001205624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00861 FILM NUMBER: 121193793 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUS INVESTMENT Corp CENTRAL INDEX KEY: 0001513363 IRS NUMBER: 275017321 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-859-3940 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-11-08 0 0001513363 FIDUS INVESTMENT Corp FDUS 0001205624 ROSS EDWARD H C/O FIDUS INVESTMENT CORPORATION 1603 ORRINGTON AVENUE, SUITE 820 EVANSTON IL 60201 1 1 0 0 Chairman of the Board and CEO Common Stock 2012-11-08 4 P 0 2000 15.39 A 167954.81 D Includes an aggregate of 4,450.686 shares of common stock acquired by the reporting person pursuant to Fidus Investment Corporation's Dividend Reinvestment Plan. /s/ Megan H. Barnes, Attorney-in-Fact for Edward H. Ross 2012-11-09