0001289419-13-000328.txt : 20131119
0001289419-13-000328.hdr.sgml : 20131119
20131119102917
ACCESSION NUMBER: 0001289419-13-000328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131118
FILED AS OF DATE: 20131119
DATE AS OF CHANGE: 20131119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Morningstar, Inc.
CENTRAL INDEX KEY: 0001289419
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 363297908
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 22 WEST WASHINGTON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: (312) 696-6000
MAIL ADDRESS:
STREET 1: 22 WEST WASHINGTON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOONAN JACK
CENTRAL INDEX KEY: 0001205346
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51280
FILM NUMBER: 131228863
MAIL ADDRESS:
STREET 1: C/O SPSS
STREET 2: 233 S WACKER DRIVE 11TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-11-18
0001289419
Morningstar, Inc.
MORN
0001205346
NOONAN JACK
C/O MORNINGSTAR, INC.
22 WEST WASHINGTON STREET
CHICAGO
IL
60602
1
0
0
0
Common Stock
2013-11-18
4
M
0
1000
21.3487
A
59917
D
Common Stock
2013-11-18
4
S
0
1000
84.2872
D
58917
D
Common Stock
1000
I
By spouse
Employee Stock Option (Right to Buy)
21.3487
2013-11-18
4
M
0
1000
0
D
2014-12-01
Common Stock
1000
1000
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2012.
The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($14.70). On November 18, 2013, the exercise price was $21.3487.
The transaction was executed in multiple trades at prices ranging from $83.72 to $84.65. The price reported above reflects the weighted average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
The options become exercisable in three equal installments on January 27, 2005, 2006, and 2007.
/s/ Heidi Miller, by power of attorney
2013-11-19