0001289419-13-000328.txt : 20131119 0001289419-13-000328.hdr.sgml : 20131119 20131119102917 ACCESSION NUMBER: 0001289419-13-000328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131119 DATE AS OF CHANGE: 20131119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar, Inc. CENTRAL INDEX KEY: 0001289419 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363297908 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOONAN JACK CENTRAL INDEX KEY: 0001205346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51280 FILM NUMBER: 131228863 MAIL ADDRESS: STREET 1: C/O SPSS STREET 2: 233 S WACKER DRIVE 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-18 0001289419 Morningstar, Inc. MORN 0001205346 NOONAN JACK C/O MORNINGSTAR, INC. 22 WEST WASHINGTON STREET CHICAGO IL 60602 1 0 0 0 Common Stock 2013-11-18 4 M 0 1000 21.3487 A 59917 D Common Stock 2013-11-18 4 S 0 1000 84.2872 D 58917 D Common Stock 1000 I By spouse Employee Stock Option (Right to Buy) 21.3487 2013-11-18 4 M 0 1000 0 D 2014-12-01 Common Stock 1000 1000 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2012. The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($14.70). On November 18, 2013, the exercise price was $21.3487. The transaction was executed in multiple trades at prices ranging from $83.72 to $84.65. The price reported above reflects the weighted average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. The options become exercisable in three equal installments on January 27, 2005, 2006, and 2007. /s/ Heidi Miller, by power of attorney 2013-11-19