0001104659-22-026268.txt : 20220223 0001104659-22-026268.hdr.sgml : 20220223 20220223204127 ACCESSION NUMBER: 0001104659-22-026268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220218 FILED AS OF DATE: 20220223 DATE AS OF CHANGE: 20220223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BULLS HERMAN E CENTRAL INDEX KEY: 0001205068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40978 FILM NUMBER: 22666029 MAIL ADDRESS: STREET 1: JONES LANG LASALLE STREET 2: 1801 K STREET NW SUITE 1000 CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluence Energy, Inc. CENTRAL INDEX KEY: 0001868941 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: (833) 358-3623 MAIL ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 tm227092-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-02-18 0 0001868941 Fluence Energy, Inc. FLNC 0001205068 BULLS HERMAN E C/O FLUENCE ENERGY, INC. 4601 FAIRFAX DRIVE, SUITE 600 ARLINGTON VA 22203 1 0 0 0 Class A Common Stock 2022-02-18 4 P 0 5000 12.7109 A 15000 D Class A Common Stock 2022-02-18 4 P 0 5000 12.3605 A 20000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $12.69 to $12.73, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $12.31 to $12.42, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. /s/ Francis A. Fuselier as Attorney-in-fact for Herman Bulls 2022-02-23