0001104659-21-132553.txt : 20211101 0001104659-21-132553.hdr.sgml : 20211101 20211101215559 ACCESSION NUMBER: 0001104659-21-132553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211028 FILED AS OF DATE: 20211101 DATE AS OF CHANGE: 20211101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BULLS HERMAN E CENTRAL INDEX KEY: 0001205068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40978 FILM NUMBER: 211369077 MAIL ADDRESS: STREET 1: JONES LANG LASALLE STREET 2: 1801 K STREET NW SUITE 1000 CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluence Energy, Inc. CENTRAL INDEX KEY: 0001868941 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: (833) 358-3623 MAIL ADDRESS: STREET 1: 4601 FAIRFAX DRIVE STREET 2: SUITE 600 CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 tm2131544-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-10-28 0 0001868941 Fluence Energy, Inc. FLNC 0001205068 BULLS HERMAN E C/O FLUENCE ENERGY, INC. 4601 FAIRFAX DRIVE, SUITE 600 ARLINGTON VA 22203 1 0 0 0 Class A Common Stock 2021-11-01 4 P 0 10000 28.00 A 10000 D Restricted Stock Unit 2021-10-28 4 A 0 3571 0.00 A Class A Common Stock 3571 3571 D Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. The restricted stock units will be settled in shares of Class A Common Stock in a single installment on November 1, 2022. /s/ Francis A. Fuselier as Attorney-in-fact for Herman Bulls 2021-11-01