0001140361-15-040041.txt : 20151110 0001140361-15-040041.hdr.sgml : 20151110 20151106172751 ACCESSION NUMBER: 0001140361-15-040041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151105 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROOFPOINT INC CENTRAL INDEX KEY: 0001212458 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510414846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-517-4710 MAIL ADDRESS: STREET 1: 892 ROSS DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVAN DANA L CENTRAL INDEX KEY: 0001204818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35506 FILM NUMBER: 151213412 MAIL ADDRESS: STREET 1: 550 EAST TIMPANOGOS CIRCLE STREET 2: * CITY: OREM STATE: UT ZIP: 84097 4 1 doc1.xml FORM 4 X0306 4 2015-11-05 0 0001212458 PROOFPOINT INC PFPT 0001204818 EVAN DANA L C/O PROOFPOINT, INC. 892 ROSS DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2015-11-05 4 M 0 2000 4.56 A 7192 D Common Stock 2015-11-05 4 S 0 2000 70.1720 D 5192 D Non-qualified stock option (right to buy) 4.56 2015-11-05 4 M 0 2000 0 D 2018-06-11 Common Stock 2000 6913 D Represents the aggregate of sales effected on the same day at different prices. Represents the weighted average sales price per share. The shares sold at prices ranging from $70.02 to $70.44 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. The stock option is immediately exercisable in full. /s/ Dana Evan By Michael Yang, Attorney-In-Fact 2015-11-06