0001127602-12-031910.txt : 20121121
0001127602-12-031910.hdr.sgml : 20121121
20121121202956
ACCESSION NUMBER: 0001127602-12-031910
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121119
FILED AS OF DATE: 20121121
DATE AS OF CHANGE: 20121121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LESCHLY JAN
CENTRAL INDEX KEY: 0001204568
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 121222262
MAIL ADDRESS:
STREET 1: 1515 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-11-19
0000004962
AMERICAN EXPRESS CO
AXP
0001204568
LESCHLY JAN
C/O AMERICAN EXPRESS COMPANY
200 VESEY STREET
NEW YORK
NY
10285-5001
1
Common Stock
2012-11-19
4
S
0
35250
55.101
D
0
I
By grantor retained annuity trust
Common Stock
2012-11-19
4
S
0
35250
55.077
D
0
I
By grantor retained annuity trust
Common Stock
2012-11-19
4
P
0
35250
55.164
A
35250
I
By grantor retained annuity trust
Common Stock
2012-11-19
4
P
0
35250
55.167
A
35250
I
By grantor retained annuity trust
Common Stock
85059
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.01 to $55.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.01 to $55.135. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.10 to $55.23. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.10 to $55.24. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
/s/ Michael G. Kuchs, attorney-in-fact
2012-11-21