0001515156-13-000036.txt : 20131204 0001515156-13-000036.hdr.sgml : 20131204 20131204165115 ACCESSION NUMBER: 0001515156-13-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131202 FILED AS OF DATE: 20131204 DATE AS OF CHANGE: 20131204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc. CENTRAL INDEX KEY: 0001515156 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 275472457 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9135 S RIDGELINE BOULEVARD, SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 BUSINESS PHONE: 303-734-1727 MAIL ADDRESS: STREET 1: 9135 S RIDGELINE BOULEVARD, SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKINNIES MARK H CENTRAL INDEX KEY: 0001204127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54992 FILM NUMBER: 131257815 MAIL ADDRESS: STREET 1: 9135 S. RIDGELINE BLVD. STREET 2: SUITE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-12-02 0 0001515156 Advanced Emissions Solutions, Inc. ADES 0001204127 MCKINNIES MARK H 9135 S. RIDGELINE BLVD. SUITE 200 HIGHLANDS RANCH CO 80129 0 1 0 0 SVP and CFO Common Stock 2013-12-02 4 S 0 1000 57.6 D 85724 D Common Stock 2013-12-03 4 S 0 1000 55.74 D 84724 D Common Stock 2013-12-04 4 S 0 1000 57.5 D 83724 D Shares sold pursuant to an existing 10b5-1(c) plan. Of the amount shown, 32,950 shares are held in the qualified pension plan account of the reporting person and 12,000 shares were issued pursuant to a program under the Company's Equity Incentive Plan, are not fully vested and are subject to certain repurchase rights. Mark H. McKinnies 2013-12-04