-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FlAJZ96/aD7gVhTUKubjHyTsir46idWVw3EY1Q18b22VTL/POg9QcEo9zCTzXqlA O2hrdl/6o9E+uugYYaOFUA== 0001002225-10-000093.txt : 20101104 0001002225-10-000093.hdr.sgml : 20101104 20101104175950 ACCESSION NUMBER: 0001002225-10-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101104 FILED AS OF DATE: 20101104 DATE AS OF CHANGE: 20101104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTLE A GEORGE CENTRAL INDEX KEY: 0001203980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 101166138 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-11-04 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001203980 BATTLE A GEORGE 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2010-11-04 4 M 0 10000 20.1 A 21300 D Common Stock 2010-11-04 4 S 0 10000 55 D 11300 D Non-Qualified Stock Option (right to buy) 20.1 2010-11-04 4 M 0 10000 55 D 2006-06-10 2015-06-10 Common Stock 10000 0 D By: James S Cox For: A George Battle 2010-11-04 -----END PRIVACY-ENHANCED MESSAGE-----