0001104659-20-080030.txt : 20200701
0001104659-20-080030.hdr.sgml : 20200701
20200701213615
ACCESSION NUMBER: 0001104659-20-080030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200701
DATE AS OF CHANGE: 20200701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sofinnova Venture Partners X, L.P.
CENTRAL INDEX KEY: 0001680200
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39343
FILM NUMBER: 201007007
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-681-8420
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sofinnova Management X, L.L.C.
CENTRAL INDEX KEY: 0001680194
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39343
FILM NUMBER: 201007008
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-681-8420
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEALY JAMES
CENTRAL INDEX KEY: 0001245624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39343
FILM NUMBER: 201007009
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katabi Maha
CENTRAL INDEX KEY: 0001720685
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39343
FILM NUMBER: 201007010
MAIL ADDRESS:
STREET 1: SOFINNOVA INVESTMENTS
STREET 2: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POWELL MICHAEL
CENTRAL INDEX KEY: 0001202793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39343
FILM NUMBER: 201007011
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, 4-250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Akouos, Inc.
CENTRAL INDEX KEY: 0001722271
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 645 SUMMER STREET, SUITE 200
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 857-245-5715
MAIL ADDRESS:
STREET 1: 645 SUMMER STREET, SUITE 200
CITY: BOSTON
STATE: MA
ZIP: 02210
4
1
tm2023913-1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-06-30
1
0001722271
Akouos, Inc.
AKUS
0001680200
Sofinnova Venture Partners X, L.P.
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001680194
Sofinnova Management X, L.L.C.
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001245624
HEALY JAMES
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
0001720685
Katabi Maha
C/O APELLIS PHARMACEUTICALS, INC.
6400 WESTWIND WAY, SUITE A
CRESTWOOD
MA
40014
0
0
1
0
0001202793
POWELL MICHAEL
3000 SAND HILL ROAD, 4-250
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2020-06-30
4
C
0
856262
A
856262
D
Common Stock
2020-06-30
4
C
0
599988
A
1456250
D
Common Stock
2020-06-30
4
P
0
58823
17.00
A
1515073
D
Series A Preferred Stock
2020-06-30
4
C
0
18044028
D
Common Stock
856262
0
D
Series B Preferred Stock
2020-06-30
4
C
0
12643557
D
Common Stock
599988
0
D
Upon the closing of the initial public offering of the Issuer's Common Stock, the Series A Preferred Stock automatically converted into Common Stock on a 21.073-for-1 basis without payment of further consideration. The shares of Series A Preferred Stock had no expiration date.
The shares are held directly by Sofinnova Venture Partners X, L.P. ("SVP X"). Sofinnova Management X, L.L.C. ("SM X") is the general partner of SVP X and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by SVP X. James I. Healy, Maha Katabi, and Michael F. Powell are the managing members of SM X and may be deemed to have shared voting, investment and dispositive power with respect to the shares held by SVP X. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuniary interest therein.
Upon the closing of the initial public offering of the Issuer's Common Stock, the Series B Preferred Stock automatically converted into Common Stock on a 21.073-for-1 basis without payment of further consideration. The shares of Series B Preferred Stock had no expiration date.
/s/ Nathalie Auber, as attorney-in-fact for Sofinnova Venture Partners X, L.P
2020-06-30
/s/ Nathalie Auber, as attorney-in-fact for Sofinnova Management X, L.L.C.
2020-06-30
/s/ Nathalie Auber, as attorney-in-fact for James I. Healy
2020-06-30
/s/ Nathalie Auber, as attorney-in-fact for Maha Katabi
2020-06-30
/s/ Nathalie Auber, as attorney-in-fact for Michael F. Powell
2020-06-30