0001181431-13-057588.txt : 20131107 0001181431-13-057588.hdr.sgml : 20131107 20131107161525 ACCESSION NUMBER: 0001181431-13-057588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131105 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALDEMAN CHARLES E CENTRAL INDEX KEY: 0001202325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 131200807 MAIL ADDRESS: STREET 1: PUTNAM INVESTMENTS INC STREET 2: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 4 1 rrd394742.xml FORM 4 X0306 4 2013-11-05 0 0001569391 KCG Holdings, Inc. KCG 0001202325 HALDEMAN CHARLES E KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 1 0 0 0 Class A Common Stock 2013-11-05 4 P 0 17802 9.441 A 52972 D Restricted Stock Units (Previously Reported) 28769 D Represents the purchase of 17,802 shares in multiple transactions at prices ranging from $9.41 to $9.45 per share, resulting in a weighted average purchase price per share of $9.441. Filer undertakes to provide SEC, the Issuer, or any holder of KCG common stock full information pertaining to the number of shares purchased at each separate price. /s/ Andrew M. Greenstein as attorney in fact for Charles E. Haldeman, Jr. 2013-11-07