0001181431-13-056869.txt : 20131105
0001181431-13-056869.hdr.sgml : 20131105
20131105163330
ACCESSION NUMBER: 0001181431-13-056869
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131101
FILED AS OF DATE: 20131105
DATE AS OF CHANGE: 20131105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCG Holdings, Inc.
CENTRAL INDEX KEY: 0001569391
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: 201-222-9400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BOULEVARD
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER COMPANY:
FORMER CONFORMED NAME: Knight Holdco, Inc.
DATE OF NAME CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALDEMAN CHARLES E
CENTRAL INDEX KEY: 0001202325
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54991
FILM NUMBER: 131193041
MAIL ADDRESS:
STREET 1: PUTNAM INVESTMENTS INC
STREET 2: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
4
1
rrd394409.xml
FORM 4
X0306
4
2013-11-01
0
0001569391
KCG Holdings, Inc.
KCG
0001202325
HALDEMAN CHARLES E
KCG HOLDINGS, INC.
545 WASHINGTON BOULEVARD
JERSEY CITY
NJ
07310
1
0
0
0
Class A Common Stock
2013-11-01
4
P
0
29969
8.861
A
29969
D
Class A Common Stock
2013-11-04
4
P
0
5201
9.445
A
35170
D
Restricted Stock Units (Previously Reported)
28769
D
Represents the purchase of 29,969 shares in multiple transactions at prices ranging from $8.80 to $8.90 per share, resulting in a weighted average purchase price per share of $8.861.
Represents the purchase of 5,201 shares in multiple transactions at prices ranging from $9.43 to $9.45 per share, resulting in a weighted average purchase price per share of $9.445.
Filer undertakes to provide SEC, the Issuer, or any security holder of KCG common stock full information pertaining to the number of shares purchased at each separate price.
/s/ Andrew M. Greenstein as attorney in fact for Charles E. Haldeman, Jr
2013-11-05