0001181431-13-056869.txt : 20131105 0001181431-13-056869.hdr.sgml : 20131105 20131105163330 ACCESSION NUMBER: 0001181431-13-056869 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131101 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALDEMAN CHARLES E CENTRAL INDEX KEY: 0001202325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 131193041 MAIL ADDRESS: STREET 1: PUTNAM INVESTMENTS INC STREET 2: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 4 1 rrd394409.xml FORM 4 X0306 4 2013-11-01 0 0001569391 KCG Holdings, Inc. KCG 0001202325 HALDEMAN CHARLES E KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 1 0 0 0 Class A Common Stock 2013-11-01 4 P 0 29969 8.861 A 29969 D Class A Common Stock 2013-11-04 4 P 0 5201 9.445 A 35170 D Restricted Stock Units (Previously Reported) 28769 D Represents the purchase of 29,969 shares in multiple transactions at prices ranging from $8.80 to $8.90 per share, resulting in a weighted average purchase price per share of $8.861. Represents the purchase of 5,201 shares in multiple transactions at prices ranging from $9.43 to $9.45 per share, resulting in a weighted average purchase price per share of $9.445. Filer undertakes to provide SEC, the Issuer, or any security holder of KCG common stock full information pertaining to the number of shares purchased at each separate price. /s/ Andrew M. Greenstein as attorney in fact for Charles E. Haldeman, Jr 2013-11-05