0001181431-12-012165.txt : 20120227 0001181431-12-012165.hdr.sgml : 20120227 20120227172110 ACCESSION NUMBER: 0001181431-12-012165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120223 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALERMO JAMES P CENTRAL INDEX KEY: 0001201586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52710 FILM NUMBER: 12643232 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of New York Mellon CORP CENTRAL INDEX KEY: 0001390777 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 rrd334660.xml FORM4 JPALERMO 022312 X0304 4 2012-02-23 0 0001390777 Bank of New York Mellon CORP BK 0001201586 PALERMO JAMES P THE BANK OF NEW YORK MELLON CORPORATION BNY MELLON CENTER SUITE 0152 BOSTON MA 02108 0 1 0 0 Vice Chairman Common Stock 2012-02-23 4 A 0 56948 0 A 285779.8186 D Common Stock 4257.5211 I By 401(k) Plan Common Stock 39597 I By GRAT 2010 EMP OPT-Right to Buy-Type NQ 2/23/2012 22.03 2012-02-23 4 A 0 87189 A 2013-02-23 2022-02-22 Common Stock 87189 87189 D Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units vest in annual increments of one-third beginning on first anniversary of the award and are subject to forfeiture if certain performance criteria are not achieved for 2012. A portion of the units may also be forfeited prior to vesting based on ongoing performance adjustment criteria. Vested units will be settled in Common Stock. Holdings reported as of 02/10/2012. Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant becomes exercisable in annual installments of one-fourth each beginning on date indicated. A portion of the options may be forfeited prior to vesting based on ongoing performance adjustment criteria. Not Applicable. /s/Arlie R. Nogay, Attorney-in-Fact 2012-02-27