FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
INFOBLOX INC [ BLOX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/01/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/01/2013 | J(1) | 69,277 | D | (1) | 254,018 | I | By Sequoia Capital IX, LP(2) | ||
Common Stock | 03/04/2013 | J(1) | 69,277 | D | (1) | 184,741 | I | By Sequoia Capital IX, LP(2) | ||
Common Stock | 03/01/2013 | J(1) | 2,886 | D | (1) | 10,585 | I | By Sequoia Capital Entrepreneurs Annex Fund, LP(3) | ||
Common Stock | 03/04/2013 | J(1) | 2,886 | D | (1) | 7,699 | I | By Sequoia Capital Entrepreneurs Annex Fund, LP(3) | ||
Common Stock | 03/01/2013 | J(1) | 270,127 | D | (1) | 990,463 | I | By Sequoia Capital Franchise Fund, LP(4) | ||
Common Stock | 03/04/2013 | J(1) | 270,127 | D | (1) | 720,336 | I | By Sequoia Capital Franchise Fund, LP(4) | ||
Common Stock | 03/01/2013 | J(1) | 36,835 | D | (1) | 135,064 | I | By Sequoia Capital Franchise Partners, LP(5) | ||
Common Stock | 03/04/2013 | J(1) | 36,835 | D | (1) | 98,229 | I | By Sequoia Capital Franchise Partners, LP(5) | ||
Common Stock | 03/01/2013 | J(1) | 1,031,295 | D | (1) | 3,781,417 | I | By Sequoia Capital X, LP(6) | ||
Common Stock | 03/04/2013 | J(1) | 1,031,295 | D | (1) | 2,750,122 | I | By Sequoia Capital X, LP(6) | ||
Common Stock | 03/01/2013 | J(1) | 148,545 | D | (1) | 544,666 | I | By Sequoia Technology Partners X, LP(7) | ||
Common Stock | 03/04/2013 | J(1) | 148,545 | D | (1) | 396,121 | I | By Sequoia Technology Partners X, LP(7) | ||
Common Stock | 03/01/2013 | J(1) | 91,950 | D | (1) | 337,153 | I | By Sequoia Capital X Principals Fund, LLC(8) | ||
Common Stock | 03/04/2013 | J(1) | 91,950 | D | (1) | 245,203 | I | By Sequoia Capital X Principals Fund, LLC(8) | ||
Common Stock | 03/01/2013 | J(9) | 84,305 | A | (1) | 252,915 | I | By Michael L. Goguen Trust dated March 28, 2003(10) | ||
Common Stock | 03/04/2013 | J(11) | 84,305 | A | (1) | 337,220 | I | By Michael L. Goguen Trust dated March 28, 2003(10) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. |
2. The reporting person is a Managing Member of SC IX.I Management, LLC ("SC IX.I Management"), the General Partner of Sequoia Capital IX, LP ("SC IX"), and may be deemed to share voting and dispositive power with respect to the shares held by SC IX. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
3. The reporting person is a Managing Member of SC IX.I Management, the General Partner of Sequoia Capital Entrepreneurs Annex Fund, LP ("SC Annex"), and may be deemed to share voting and dispositive power with respect to the shares held by SC Annex. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
4. The reporting person is a Managing Member of SCFF Management, LLC ("SCFF LLC"), the General Partner of Sequoia Capital Franchise Fund, LP ("SCFF"), and may be deemed to share voting and dispositive power with respect to the shares held by SCFF. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
5. The reporting person is a Managing Member of SCFF LLC, the General Partner of Sequoia Capital Franchise Partners, LP ("SCFP"), and may be deemed to share voting and dispositive power with respect to the shares held by SCFP. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
6. The reporting person is a Managing Member of SC X Management LLC ("SC X Management"), the General Partner of Sequoia Capital X, LP ("SC X"), and may be deemed to share voting and dispositive power with respect to the shares held by SC X. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
7. The reporting person is a Managing Member of SC X Management, the General Partner of Sequoia Technology Partners X, LP ("STP X"), and may be deemed to share voting and dispositive power with respect to the shares held by STP X. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
8. The reporting person is a Managing Member of SC X Management, the Managing Member of Sequoia Capital X Principals Fund, LLC ("SC X PF"), and may be deemed to share voting and dispositive power with respect to the shares held by SC X PF. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
9. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnotes (2), (3), (4), (5), (6), (7) and (8) above as follows: (i) 51,190 shares from SC X; (ii) 7,421 shares from SC X PF; (iii) 7,547 shares from STP X; (iv) 15,639 shares from SCFF; (v) 1,830 shares from SCFP; (vi) 6 shares from SC Annex; and (vii) 672 shares from SC IX. |
10. Shares held by the Michael L. Goguen Trust dated March 28, 2003, for which the Reporting serves as trustee. The reporting person may be deemed to beneficially own the shares held by the Michael L. Goguen Trust dated March 28, 2003. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. |
11. Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnotes (2), (3), (4), (5), (6), (7) and (8) above as follows: (i) 51,190 shares from SC X; (ii) 7,421 shares from SC X PF; (iii) 7,547 shares from STP X; (iv) 15,640 shares from SCFF; (v) 1,829 shares from SCFP; (vi) 6 shares from SC Annex; and (vii) 672 shares from SC IX. |
Remarks: |
Melinda Dunn, by power of attorney for Michael Goguen | 03/05/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |