0001140361-11-024129.txt : 20110429 0001140361-11-024129.hdr.sgml : 20110429 20110429192631 ACCESSION NUMBER: 0001140361-11-024129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110427 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIPP THOMAS W CENTRAL INDEX KEY: 0001201414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31332 FILM NUMBER: 11797093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001141240 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 330264467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 BUSINESS PHONE: 800-511-3651 MAIL ADDRESS: STREET 1: 30452 ESPERANZA CITY: RANCHO SANTA MARGARITA STATE: CA ZIP: 92688 FORMER COMPANY: FORMER CONFORMED NAME: LIQUIDMETAL TECHNOLOGIES DATE OF NAME CHANGE: 20010523 4 1 doc1.xml FORM 4 X0303 4 2011-04-27 0 0001141240 LIQUIDMETAL TECHNOLOGIES INC LQMT 0001201414 STEIPP THOMAS W LIQUIDMETAL TECHNOLOGIES, INC. 30452 ESPERANZA RANCHO SANTA MARGARITA CA 92688 1 1 0 0 President and CEO Common Stock 2011-04-27 4 J 0 1130688 0.10 A 7130688 D Series A-1 Preferred Stock 0.1 2011-04-27 4 M 0 20000 5.00 D Common Stock 1000000 0 D Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Amended Certificate of Designations,Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date. Acquisition of shares pursuant to conversion of Series A-1 Preferred Stock. Thomas Steipp 2011-04-29