0000801337-15-000107.txt : 20151020 0000801337-15-000107.hdr.sgml : 20151020 20151020165912 ACCESSION NUMBER: 0000801337-15-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150928 FILED AS OF DATE: 20151020 DATE AS OF CHANGE: 20151020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WEBSTER FINANCIAL CORP CENTRAL INDEX KEY: 0000801337 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061187536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FRED SMITH STREET 2: 132 GRAND STREET CITY: WATERBURY STATE: CT ZIP: 06702 BUSINESS PHONE: 203-578-2202 MAIL ADDRESS: STREET 1: FRED SMITH STREET 2: 132 GRAND STREET CITY: WATERBURY STATE: CT ZIP: 06702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JAMES COPENHAVER CENTRAL INDEX KEY: 0001201277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31486 FILM NUMBER: 151166762 MAIL ADDRESS: STREET 1: C/O WEBSTER FINANCIAL CORP STREET 2: 145 BANK STREET CITY: WATERBURY STATE: CT ZIP: 06702 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-09-28 0000801337 WEBSTER FINANCIAL CORP WBS 0001201277 SMITH JAMES COPENHAVER C/O WEBSTER FINANCIAL CORP 145 BANK STREET WATERBURY CT 06702 1 1 0 0 Chairman & Chief Executive Off Common Stock 2015-09-28 5 G 0 40000 0 D 289099 D Common Stock 13043 I By Grantor Retained Annuity Trust Common Stock 130132 I 401(k)/ESOP Common Stock 10554 I Directly by Spouse Common Stock 5698 I Directly by Spouse IRA Stock Option 47.40 2006-12-20 2015-12-20 Common Stock 47182 47182 D Stock Option 48.88 2007-12-19 2016-12-19 Common Stock 64483 64483 D Stock Option 32.03 2008-12-18 2017-12-18 Common Stock 106199 106199 D Stock Option 12.85 2009-12-16 2018-12-16 Common Stock 213674 213674 D Stock Option 23.81 2013-02-22 2022-02-22 Common Stock 112371 112371 D Stock Option 23.00 2014-02-20 2023-02-20 Common Stock 126373 126373 D Phantom Stock Common Stock 217301 217301 I By Deferred Compensation Plan 251,336 shares held in Trust for adult children of the reporting person, including the 40,000 shares disclosed in this filing as a gift, will no longer be reported because the reporting person does not have a pecuniary interest in the shares. 4 yr. incremental vesting - 25% vests each year for 4 years. 3 yr. incremental vesting - 33-1/3% vests each year for 3 years. Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan. Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation. Renee P. Seefried by Power of Attorney 2015-10-20