0000801337-13-000104.txt : 20130816
0000801337-13-000104.hdr.sgml : 20130816
20130816124243
ACCESSION NUMBER: 0000801337-13-000104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130814
FILED AS OF DATE: 20130816
DATE AS OF CHANGE: 20130816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEBSTER FINANCIAL CORP
CENTRAL INDEX KEY: 0000801337
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 061187536
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: FRED SMITH
STREET 2: 3 FARM GLEN BOULEVARD
CITY: FARMINGTON
STATE: CT
ZIP: 06034-2925
BUSINESS PHONE: 860-409-2921
MAIL ADDRESS:
STREET 1: FRED SMITH
STREET 2: 3 FARM GLEN BOULEVARD
CITY: FARMINGTON
STATE: CT
ZIP: 06034-2925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH JAMES COPENHAVER
CENTRAL INDEX KEY: 0001201277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31486
FILM NUMBER: 131044455
MAIL ADDRESS:
STREET 1: C/O WEBSTER FINANCIAL CORP
STREET 2: 145 BANK STREET
CITY: WATERBURY
STATE: CT
ZIP: 06702
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-08-14
0000801337
WEBSTER FINANCIAL CORP
WBS
0001201277
SMITH JAMES COPENHAVER
C/O WEBSTER FINANCIAL CORP
145 BANK STREET
WATERBURY
CT
06702
1
1
0
0
Chairman & Chief Executive Off
Common Stock
2013-08-14
4
S
0
7500
26.92
D
304875
D
Common Stock
24093
I
By Grantor Retained Annuity Trust
Common Stock
120632
I
401(k)/ESOP
Common Stock
7997
I
Directly by Spouse
Common Stock
5698
I
Directly by Spouse IRA
Common Stock
211336
I
Trust for Children
Stock Option
45.55
2004-12-15
2013-12-15
Common Stock
65728
65728
D
Stock Option
49.62
2005-12-20
2014-12-20
Common Stock
60707
60707
D
Stock Option
47.40
2006-12-20
2015-12-20
Common Stock
47182
47182
D
Stock Option
48.88
2007-12-19
2016-12-19
Common Stock
64483
64483
D
Stock Option
32.03
2008-12-18
2017-12-18
Common Stock
106199
106199
D
Stock Option
12.85
2009-12-16
2018-12-16
Common Stock
213674
213674
D
Stock Option
23.81
2013-02-22
2022-02-22
Common Stock
112371
112371
D
Stock Option
23.00
2014-02-20
2023-02-20
Common Stock
126373
126373
D
Phantom Stock
2013-08-15
4
A
0
2254
26.80
A
Common Stock
2254
188802
I
By Deferred Compensation Plan
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2012.
4 yr. incremental vesting - 25% vests each year for 4 years.
3 yr. incremental vesting - 33-1/3% vests each year for 3 years.
Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan.
Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation.
Renee P. Seefried by Power of Attorney
2013-08-16