0000801337-12-000076.txt : 20120823 0000801337-12-000076.hdr.sgml : 20120823 20120823170550 ACCESSION NUMBER: 0000801337-12-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120822 FILED AS OF DATE: 20120823 DATE AS OF CHANGE: 20120823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JAMES COPENHAVER CENTRAL INDEX KEY: 0001201277 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31486 FILM NUMBER: 121052641 MAIL ADDRESS: STREET 1: C/O WEBSTER FINANCIAL CORP STREET 2: 145 BANK STREET CITY: WATERBURY STATE: CT ZIP: 06702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WEBSTER FINANCIAL CORP CENTRAL INDEX KEY: 0000801337 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061187536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LINDSEY KOPP STREET 2: 3 FARM GLEN BOULEVARD CITY: FARMINGTON STATE: CT ZIP: 06034-2925 BUSINESS PHONE: 860-409-2925 MAIL ADDRESS: STREET 1: LINDSEY KOPP STREET 2: 3 FARM GLEN BOULEVARD CITY: FARMINGTON STATE: CT ZIP: 06034-2925 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-08-22 0000801337 WEBSTER FINANCIAL CORP WBS 0001201277 SMITH JAMES COPENHAVER C/O WEBSTER FINANCIAL CORP 145 BANK STREET WATERBURY CT 06702 1 1 0 0 Chairman & Chief Executive Off Common Stock 2012-08-22 4 S 0 7500 21.7658 D 320597 D Common Stock 176264 I By Grantor Retained Annuity Trust Common Stock 116534 I 401(k)/ESOP Common Stock 7997 I Directly by Spouse Common Stock 5698 I Directly by Spouse IRA Common Stock 80188 I Trust for Children Stock Option 34.60 2003-12-16 2012-12-16 Common Stock 62525 62525 D Stock Option 45.55 2004-12-15 2013-12-15 Common Stock 65728 65728 D Stock Option 49.62 2005-12-20 2014-12-20 Common Stock 60707 60707 D Stock Option 47.40 2006-12-20 2015-12-20 Common Stock 47182 47182 D Stock Option 48.88 2007-12-19 2016-12-19 Common Stock 64483 64483 D Stock Option 32.03 2008-12-18 2017-12-18 Common Stock 106199 106199 D Stock Option 12.85 2009-12-16 2018-12-16 Common Stock 213674 213674 D Stock Option 23.81 2013-02-22 2022-02-22 Common Stock 112371 112371 D Phantom Stock Common Stock 156806 156806 I By Deferred Compensation Plan The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2012. The reporting person sold 7,500 shares of Webster Common Stock at prices ranging from $21.70 to $21.85. Full information regarding the number of shares sold at each separate price will be provided upon request. 4 yr. incremental vesting - 25% vests each year for 4 years. 3 yr. incremental vesting - 33-1/3% vests each year for 3 years. Each share of phantom stock represents the right to receive one share of Webster Financial Corporation common stock or the cash value thereof. These shares are held in the Webster Deferred Compensation Plan. Shares of phantom stock are payable in shares or in cash following termination of the reporting person's employment with Webster Financial Corporation. Renee P. Seefried by Power of Attorney 2012-08-23