SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
STUMPF JOHN G

(Last) (First) (Middle)
420 MONTGOMERY STREET

(Street)
SAN FRANCISCO CA 94104

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & COMPANY/MN [ WFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President, Chairman & CEO
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1 2/3 Par Value 03/24/2014 G V 309,656 D $0 0 D
Common Stock, $1 2/3 Par Value 03/24/2014 G V 309,656 A $0 965,313 I Through Family Trust
Common Stock, $1 2/3 Par Value 10/30/2014 M 190,880 A $30.67 190,880 D
Common Stock, $1 2/3 Par Value 10/30/2014 F 152,965 D $52.46 37,915 D
Common Stock, $1 2/3 Par Value 10/30/2014 M 597,020 A $29.905 634,935 D
Common Stock, $1 2/3 Par Value 10/30/2014 F 474,272 D $52.46 160,663 D
Common Stock, $1 2/3 Par Value 88,135.133(1) I Through 401(k) Plan
Common Stock, $1 2/3 Par Value 7,638(2) I Through Ira
Common Stock, $1 2/3 Par Value 112,000 I Through JJS 2011 Irrevocable Trust
Common Stock, $1 2/3 Par Value 150,000 I Through RT 2011 Irrevocable Trust
Common Stock, $1 2/3 Par Value 4,801.735(3) I Through Self Employed Pension Plan
Common Stock, $1 2/3 Par Value 5,318.86(4) I Through Spouse's Ira
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Purchase Option $30.67 10/30/2014 M 190,880 (5) 08/01/2015 Common Stock, $1 2/3 Par Value 190,880 $0 0 D
Employee Stock Purchase Option $29.905 10/30/2014 M 597,020 02/22/2005 02/22/2015 Common Stock, $1 2/3 Par Value 597,020 $0 0 D
Explanation of Responses:
1. Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of September 30, 2014, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
2. Includes the following shares of Company common stock acquired under the Company's dividend reinvestment plan: 51.625 shares on 6/1/2014 and 51.608 shares on 9/1/2014.
3. Includes the following shares of Company common stock acquired under the Company's dividend reinvestment plan: 32.455 shares on 6/1/2014 and 32.444 shares on 9/1/2014.
4. Includes the following shares of Company common stock acquired under the Company's dividend reinvestment plan: 35.95 shares on 6/1/2014 and 35.938 shares on 9/1/2014.
5. The employee stock options, representing a right to purchase a total of 190,880 shares, became exercisable in two equal installments on December 31, 2005 and December 31, 2006.
John G. Stumpf, by Anthony R. Augliera, as Attorney-in-Fact 11/03/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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