0000950123-11-097227.txt : 20111110
0000950123-11-097227.hdr.sgml : 20111110
20111110060537
ACCESSION NUMBER: 0000950123-11-097227
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111110
DATE AS OF CHANGE: 20111110
EFFECTIVENESS DATE: 20111110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBOURVEST PARTNERS LLC
CENTRAL INDEX KEY: 0001201001
IRS NUMBER: 043335829
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14156
FILM NUMBER: 111193182
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL CENTER
CITY: BOSTON
STATE: MA
ZIP: 02111
BUSINESS PHONE: 6173483707
13F-HR
1
c23337e13fvhr.txt
FORM 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/2011
Check here if Amendment [ ]; Amendment Number: ________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HarbourVest Partners LLC
Address: One Financial Center, 44th Floor
Boston, MA 02110
Form 13F File Number: 28-14156
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Martha D. Vorlicek
Title: Managing Director
Phone: 617-348-3709
Signature, Place, and Date of Signing:
Martha D. Vorlicek Boston, MA 11/10/11
------------------------------------- ------------- -------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 18
Form 13F Information Table Value Total: $77,998
(thousands)
List of Other Included Managers: "NONE"
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
--- -------------------- ----
28- 14156
[Repeat as necessary.]
9/30/2011
Value Shares/PRN Investment Other Voting Authority
Name of Issuer Title of Class CUSIP (x$1000) Amount SH/PRN PUT/CALL Discretion Managers Sole
----------------- -------------- ---------- ----------- ---------- ------ -------- ---------- -------- ----------------
PARTNERSHIP
A123 Corp. Common 03739T108 541 157,352 SH Sole n/a x
E-Commerce China
Dangdang Common 26833A105 2,202 445,657 SH Sole n/a x
Financial Engines Common 317485100 617 34,055 SH Sole n/a x
Grifols S.A. ADR 398438309 2,635 412,366 SH Sole n/a x
GreenDot Corp. Common 39304D102 1,917 61,201 SH Sole n/a x
HiSoft
Technologies Common 43358R108 745 84,699 SH Sole n/a x
Ironwood
Pharmaceuticals Common 46333X108 185 17,143 SH Sole n/a x
MaxLinear Common 57776J100 833 129,016 SH Sole n/a x
Motricity Common 620107102 232 137,109 SH Sole n/a x
PharmaAthene,
Inc. Common 71714G102 1,059 601,494 SH Sole n/a x
Tesla Motors Common 88160R101 1,794 73,549 SH Sole n/a x
TiVO, Inc. Common 888706108 516 55,205 SH Sole n/a x
Vonage Holdings
Corp. Common 92886T201 803 308,723 SH Sole n/a x
FleetCor Tech. Common 339041105 18,601 708,333 SH Sole n/a x
Network Engines Common 64121A107 6,775 5,890,926 SH Sole n/a x
PartnersRe Common G6852T105 21,589 413,036 SH Sole n/a x
SelectMedical Common 81619Q105 11,710 1,755,693 SH Sole n/a x
Magicjack
VocalTech Common M6787E101 5,245 226,089 SH Sole n/a x
-----------
TOTAL 77,998
===========