SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
GARG GAURAV

(Last) (First) (Middle)
C/O FIREEYE, INC.
1440 MCCARTHY BOULEVARD

(Street)
MILPITAS CA 95035

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/19/2013
3. Issuer Name and Ticker or Trading Symbol
FireEye, Inc. [ FEYE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 333,164 I See footnote(1)
Common Stock 160,058 I See footnote(2)
Common Stock 160,057 I See footnote(3)
Common Stock 325,000 I See footnote(4)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A-1 Preferred Stock (5) (5) Common Stock 50,000 (5) I See footnote(4)
Series A-2 Preferred Stock (6) (6) Common Stock 245,901 (6) I See footnote(1)
Series A-2 Preferred Stock (6) (6) Common Stock 81,967 (6) I See footnote(4)
Series B Preferred Stock (7) (7) Common Stock 54,099 (7) I See footnote(1)
Series B Preferred Stock (7) (7) Common Stock 10,829 (7) I See footnote(2)
Series B Preferred Stock (7) (7) Common Stock 10,829 (7) I See footnote(3)
Series D Preferred Stock (5) (5) Common Stock 52,902 (5) I See footnote(2)
Series D Preferred Stock (5) (5) Common Stock 52,902 (5) I See footnote(3)
Series D Preferred Stock (5) (5) Common Stock 26,450 (5) I See footnote(4)
Series E Preferred Stock (5) (5) Common Stock 28,511 (5) I See footnote(1)
Series E Preferred Stock (5) (5) Common Stock 9,911 (5) I See footnote(4)
Series F Preferred Stock (5) (5) Common Stock 18,994 (5) I See footnote(8)
Explanation of Responses:
1. Shares held of record by the Gaurav Garg and Komal Shah Trust dated April 27, 2000, for which the Reporting Person serves as a trustee.
2. Shares held of record by Gaurav Garg and Komal Shah, Trustees of the Garg/Shah GRAT Number One, for which the Reporting Person serves as a trustee.
3. Shares held of record by Gaurav Garg and Komal Shah, Trustees of the Garg/Shah GRAT Number Two, for which the Reporting Person serves as a trustee.
4. Shares held of record by Hilltop Family Partnership, for which the Reporting Person serves as a general partner.
5. Such preferred stock shall automatically convert into Common Stock on a one for one basis immediately prior to the closing of the Issuer's initial public offering of common stock and has no expiration date.
6. The Series A-2 Preferred Stock shall automatically convert into Common Stock on a 1.17308 to 1 basis immediately prior to the closing of the Issuer's initial public offering of common stock and has no expiration date.
7. The Series B Preferred Stock shall automatically convert into Common Stock on a 1.40127 to 1 basis immediately prior to the closing of the Issuer's initial public offering of common stock and has no expiration date.
8. Shares held of record by Alameda Alpha, LLC, for which the Reporting Person serves as a general partner.
Jeannette Bjoernsen, as Attorney-in-fact 09/19/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.