0001490660-16-000208.txt : 20160406 0001490660-16-000208.hdr.sgml : 20160406 20160406184704 ACCESSION NUMBER: 0001490660-16-000208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160405 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERNANDEZ PHILLIP M CENTRAL INDEX KEY: 0001200465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 161558537 MAIL ADDRESS: STREET 1: C/O MARKETO, INC. STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-04-05 0 0001490660 Marketo, Inc. MKTO 0001200465 FERNANDEZ PHILLIP M 901 MARINERS ISLAND BLVD SAN MATEO CA 94404 1 1 0 0 President, CEO & Chairman Common Stock 2016-04-05 4 M 0 36442.0 2.38 A 195323 D Common Stock 2016-04-05 4 S 0 36442.0 20.0126 D 158881 D Common Stock 2016-04-06 4 M 0 10800.0 2.38 A 169681 D Common Stock 2016-04-06 4 S 0 10800.0 20.2275 D 158881 D Common Stock 310214 I by Trust Common Stock 41695 I by Trust2 Non-Qualified Stock Option (right to buy) 2.38 2016-04-05 4 M 0 36442.0 0.0 D 2021-01-24 Common Stock 36442 27869 D Non-Qualified Stock Option (right to buy) 2.38 2016-04-06 4 M 0 10800.0 0.0 D 2021-01-24 Common Stock 10800 17069 D The shares were sold pursuant to Mr. Fernandez's 10b5-1 Plan entered into on August 7, 2015. This transaction was executed in multiple trades at prices ranging from $19.81 to $20.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $19.88 to $20.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares are held directly by the Phillip M. Fernandez Living Trust dated August 4, 2010 for which the reporting person serves as trustee. The shares are held directly by the Fernandez-Sternbergh Joint Revocable Trust dated January 10, 2014 for which the reporting person serves as trustee. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 25, 2012 and one forty-eighth of the shares vest monthly thereafter. By: Erika Payne For: Phillip M. Fernandez 2016-04-06