0001104659-20-121613.txt : 20201105
0001104659-20-121613.hdr.sgml : 20201105
20201105085659
ACCESSION NUMBER: 0001104659-20-121613
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201104
FILED AS OF DATE: 20201105
DATE AS OF CHANGE: 20201105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUTHART LEO
CENTRAL INDEX KEY: 0001200183
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39269
FILM NUMBER: 201288982
MAIL ADDRESS:
STREET 1: C/O APTUR GROUP INC
STREET 2: 475 W TERRA COTTA AVE STE E
CITY: CRYSTAL LAKE
STATE: IL
ZIP: 60014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LG Management, LLC
CENTRAL INDEX KEY: 0001685869
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39269
FILM NUMBER: 201288984
BUSINESS ADDRESS:
STREET 1: THREE EXPRESSWAY PLAZA
CITY: ROSLYN HEIGHTS
STATE: NY
ZIP: 11577
BUSINESS PHONE: 5166259400
MAIL ADDRESS:
STREET 1: THREE EXPRESSWAY PLAZA
CITY: ROSLYN HEIGHTS
STATE: NY
ZIP: 11577
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Topspin Biotech Fund II, L.P.
CENTRAL INDEX KEY: 0001745827
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39269
FILM NUMBER: 201288985
BUSINESS ADDRESS:
STREET 1: 3 EXPRESSWAY PLAZA
CITY: ROSLYN HEIGHTS
STATE: NY
ZIP: 11577
BUSINESS PHONE: 516-625-9400
MAIL ADDRESS:
STREET 1: 3 EXPRESSWAY PLAZA
CITY: ROSLYN HEIGHTS
STATE: NY
ZIP: 11577
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Topspin Fund L.P.
CENTRAL INDEX KEY: 0001615782
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39269
FILM NUMBER: 201288986
BUSINESS ADDRESS:
STREET 1: THREE EXPRESSWAY PLAZA
CITY: ROSLYN HEIGHTS
STATE: NY
ZIP: 11577
BUSINESS PHONE: 516-625-9400
MAIL ADDRESS:
STREET 1: THREE EXPRESSWAY PLAZA
CITY: ROSLYN HEIGHTS
STATE: NY
ZIP: 11577
FORMER NAME:
FORMER CONFORMED NAME: Topspin Fund, L.P.
DATE OF NAME CHANGE: 20140805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oric Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001796280
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 471787157
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 240 E. GRAND AVE.
STREET 2: 2ND FLOOR
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: (650) 388-5600
MAIL ADDRESS:
STREET 1: 240 E. GRAND AVE.
STREET 2: 2ND FLOOR
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
tm2035065-2_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-11-04
1
0001796280
Oric Pharmaceuticals, Inc.
ORIC
0001615782
Topspin Fund L.P.
3 EXPRESSWAY PLAZA
ROSLYN HEIGHTS
NY
11577
0
0
1
0
0001745827
Topspin Biotech Fund II, L.P.
3 EXPRESSWAY PLAZA
ROSLYN HEIGHTS
NY
11577
0
0
1
0
0001685869
LG Management, LLC
3 EXPRESSWAY PLAZA
ROSLYN HEIGHTS
NY
11577
0
0
1
0
0001200183
GUTHART LEO
3 EXPRESSWAY PLAZA
ROSLYN HEIGHTS
NY
11577
0
0
1
0
Common Stock
2020-11-04
4
S
0
2268750
D
1100446
I
See Footnote
Consists of (1) 1,043,874 shares held of record by Topspin Fund, LP.; and (2) 56,572 shares owned by Leo A Guthart, individually. Each of Topspin Fund, LP and Leo A. Guthart disclaims beneficial ownership of the shares held of recod by the other.
On November 4, 2020, Topspin Biotech Fund II, L.P. distributed the 2,268,750 shares owned by it as follows: (1) 2,155,607 shares were distributed in-kind to its limited partners; and (2) 113,143 were distributed at the direction of LG Management, LLC, the general partner of Topspin Biotech Fund II, L.P., as follows: (a) 56,572 were distributed to Leo A. Guthart, the managing member of LG Management, LLC; and (b) an aggregate of 56,571 were distributed to two third-parties. The 113,143 shares distributed at the direction of LG Management, LLC were shares to which it was entitled in its capacity as general partner of Topspin Biotech Fund II, L.P.
1,043,874 of such shares are held directly by Topspin Fund L.P. LG Management, LLC, the general partner of Topspin Fund L.P., may be deemed to have voting and dispositive power with respect to the shares. Leo A. Guthart, the managing member of LG Management, LLC, may also be deemed to have voting and dispositive power with respect to the shares. Each of LG Management, LLC and Leo A. Guthart disclaims beneficial ownership of the shares, except to the extent of their respective indirect pecuniary interests in such shares.
TOPSPIN FUND L.P., /s/ Leo A. Guthart, Managing Member of the General Partner
2020-11-05
TOPSPIN BIOTECH FUND II, L.P., /s/ Leo A. Guthart, Managing Member of the General Partner
2020-11-05
LG MANAGEMENT, LLC, /s/ Leo A. Guthart, Managing Member
2020-11-05
/s/ Leo A. Guthart
2020-11-05