0001689923-21-000017.txt : 20210202
0001689923-21-000017.hdr.sgml : 20210202
20210202165353
ACCESSION NUMBER: 0001689923-21-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210201
FILED AS OF DATE: 20210202
DATE AS OF CHANGE: 20210202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUBIN KEVIN
CENTRAL INDEX KEY: 0001198529
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 21582295
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
wf-form4_161230279488383.xml
FORM 4
X0306
4
2021-02-01
0
0001689923
Alteryx, Inc.
AYX
0001198529
RUBIN KEVIN
C/O ALTERYX, INC.
3345 MICHELSON DRIVE, SUITE 400
IRVINE
CA
92612
0
1
0
0
Chief Financial Officer
Class A Common Stock
2021-02-01
4
C
0
1000
0
A
41821
D
Class A Common Stock
2021-02-01
4
M
0
1600
27.09
A
43421
D
Class A Common Stock
2021-02-01
4
M
0
1100
68.26
A
44521
D
Class A Common Stock
2021-02-01
4
S
0
5950
126.68
D
38571
D
Stock Option (Right to Buy)
12.3
2021-02-01
4
M
0
1000
0
D
2020-11-29
2026-11-28
Class B Common Stock
1000.0
4863
D
Class B Common Stock
0.0
2021-02-01
4
M
0
1000
0
A
Class A Common Stock
1000.0
1000
D
Class B Common Stock
0.0
2021-02-01
4
C
0
1000
0
D
Class A Common Stock
1000.0
0
D
Stock Option (Right to Buy)
27.09
2021-02-01
4
M
0
1600
0
D
2028-01-05
Class A Common Stock
1600.0
22369
D
Stock Option (Right to Buy)
68.26
2021-02-01
4
M
0
1100
0
D
2029-03-03
Class A Common Stock
1100.0
16288
D
Includes 33,208 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 6, 2020.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.
The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.
/s/ Christopher M. Lal, by power of attorney
2021-02-02