0001209191-20-023687.txt : 20200406
0001209191-20-023687.hdr.sgml : 20200406
20200406211409
ACCESSION NUMBER: 0001209191-20-023687
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200406
FILED AS OF DATE: 20200406
DATE AS OF CHANGE: 20200406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENNESSY JOHN L
CENTRAL INDEX KEY: 0001198046
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37580
FILM NUMBER: 20778243
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphabet Inc.
CENTRAL INDEX KEY: 0001652044
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 611767919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-253-0000
MAIL ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-04-06
0
0001652044
Alphabet Inc.
GOOG
0001198046
HENNESSY JOHN L
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW
CA
94043
1
0
0
0
Class C Capital Stock
2020-04-06
4
S
0
2
1135.68
D
199
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
1
1138.94
D
198
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
4
1149.355
D
194
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
4
1152.23
D
190
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
2
1153.91
D
188
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
2
1154.47
D
171
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
2
1161.58
D
173
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
2
1164.44
D
175
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
4
1169.83
D
177
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
2
1166.68
D
181
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
5
1173.039
D
183
I
By Trust
Class C Capital Stock
2020-04-06
4
S
0
15
1136.18
D
156
I
By Trust
Class C Google Stock Units
32
D
Class C Google Stock Units
122
D
Class C Google Stock Units
197
D
Class C Google Stock Units
366
D
Class A Common Stock
3993
I
By Trust
Class C Capital Stock
558
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,149.01 to $1,149.70, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.
The shares were sold in multiple transactions at prices ranging from $1,152.00 to $1,152.47, inclusive.
The shares were sold in multiple transactions at prices ranging from $1,169.68 to $1,169.99, inclusive.
The shares were sold in multiple transactions at prices ranging from $1,172.77 to $1,173.45, inclusive.
The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2016 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
1/48th of GSUs vested on July 25, 2017 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
1/48th of GSUs vested on July 25, 2018 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
1/48th of GSUs vested on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.
/s/ Valentina Margulis, as Attorney-in-Fact for John L. Hennessy
2020-04-06