0001209191-20-023687.txt : 20200406 0001209191-20-023687.hdr.sgml : 20200406 20200406211409 ACCESSION NUMBER: 0001209191-20-023687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200406 FILED AS OF DATE: 20200406 DATE AS OF CHANGE: 20200406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENNESSY JOHN L CENTRAL INDEX KEY: 0001198046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 20778243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-06 0 0001652044 Alphabet Inc. GOOG 0001198046 HENNESSY JOHN L C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 0 0 0 Class C Capital Stock 2020-04-06 4 S 0 2 1135.68 D 199 I By Trust Class C Capital Stock 2020-04-06 4 S 0 1 1138.94 D 198 I By Trust Class C Capital Stock 2020-04-06 4 S 0 4 1149.355 D 194 I By Trust Class C Capital Stock 2020-04-06 4 S 0 4 1152.23 D 190 I By Trust Class C Capital Stock 2020-04-06 4 S 0 2 1153.91 D 188 I By Trust Class C Capital Stock 2020-04-06 4 S 0 2 1154.47 D 171 I By Trust Class C Capital Stock 2020-04-06 4 S 0 2 1161.58 D 173 I By Trust Class C Capital Stock 2020-04-06 4 S 0 2 1164.44 D 175 I By Trust Class C Capital Stock 2020-04-06 4 S 0 4 1169.83 D 177 I By Trust Class C Capital Stock 2020-04-06 4 S 0 2 1166.68 D 181 I By Trust Class C Capital Stock 2020-04-06 4 S 0 5 1173.039 D 183 I By Trust Class C Capital Stock 2020-04-06 4 S 0 15 1136.18 D 156 I By Trust Class C Google Stock Units 32 D Class C Google Stock Units 122 D Class C Google Stock Units 197 D Class C Google Stock Units 366 D Class A Common Stock 3993 I By Trust Class C Capital Stock 558 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,149.01 to $1,149.70, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4. The shares were sold in multiple transactions at prices ranging from $1,152.00 to $1,152.47, inclusive. The shares were sold in multiple transactions at prices ranging from $1,169.68 to $1,169.99, inclusive. The shares were sold in multiple transactions at prices ranging from $1,172.77 to $1,173.45, inclusive. The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2016 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSUs vested on July 25, 2017 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSUs vested on July 25, 2018 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates. 1/48th of GSUs vested on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as Attorney-in-Fact for John L. Hennessy 2020-04-06