0000905148-13-000383.txt : 20130228 0000905148-13-000383.hdr.sgml : 20130228 20130228165626 ACCESSION NUMBER: 0000905148-13-000383 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20130228 DATE AS OF CHANGE: 20130228 EFFECTIVENESS DATE: 20130228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG W K FOUNDATION TRUST CENTRAL INDEX KEY: 0001197921 IRS NUMBER: 366030614 STATE OF INCORPORATION: MI FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15333 FILM NUMBER: 13653071 BUSINESS ADDRESS: STREET 1: ONE MICHIGAN AVE EAST CITY: BATTLE CREEK STATE: MI ZIP: 49017 BUSINESS PHONE: 2699692256 MAIL ADDRESS: STREET 1: 500 GRANT STREET, ROOM 151-0410 STREET 2: THE BANK OF NEW YORK MELLON TRUST CO. NA CITY: PITTSBURGH STATE: PA ZIP: 15258 13F-HR 1 efc13-205_fm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 -------------- Check here if Amendment [ ]: Amendment Number: -------------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: W.K. Kellogg Foundation Trust Address: The Bank of New York Mellon Trust Co. NA 500 Grant Street, Room 151-0410 Pittsburgh, PA 15258 Form 13F File Number: 028-15333 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dana Luksic Title: Vice President, Corporate Trustee Phone: (412) 234-3510 Signature, Place and Date of Signing: /s/ Dana Luksic Pittsburgh, PA February 28, 2013 -------------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 10 ------------------- Form 13F Information Table Value Total: $4,497,310 ------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
W.K. KELLOGG FOUNDATION TRUST FORM 13F INFORMATION TABLE Quarter Ended March 31, 2011 -------------------------------------------------------------------------------------------------------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------------------------------------------------------------------------------------------------------- CAMECO CORP COM 13321L108 642 21,400 SH SOLE 21,400 CONSTELLATION ENERGY GROUP I COM 210371100 336 10,800 SH SOLE 10,800 DENISON MINES CORP COM 248356107 103 43,500 SH SOLE 43,500 EXELON CORP COM 30161N101 313 7,600 SH SOLE 7,600 FRONTEER GOLD INC COM 359032109 381 25,300 SH SOLE 25,300 ISHARES INC MSCI JAPAN 464286848 25,713 2,492,790 SH SOLE 2,492,790 KELLOGG CO COM 487836108 4,387,181 81,274,190 SH SOLE 81,274,190 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 44,489 1,048,025 SH SOLE 1,048,025 USEC INC COM 90333E108 113 25,600 SH SOLE 25,600 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 38,039 777,100 SH SOLE 777,100