0000905148-13-000355.txt : 20130222 0000905148-13-000355.hdr.sgml : 20130222 20130222144651 ACCESSION NUMBER: 0000905148-13-000355 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20130222 DATE AS OF CHANGE: 20130222 EFFECTIVENESS DATE: 20130222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG W K FOUNDATION TRUST CENTRAL INDEX KEY: 0001197921 IRS NUMBER: 366030614 STATE OF INCORPORATION: MI FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15333 FILM NUMBER: 13633840 BUSINESS ADDRESS: STREET 1: ONE MICHIGAN AVE EAST CITY: BATTLE CREEK STATE: MI ZIP: 49017 BUSINESS PHONE: 2699692256 MAIL ADDRESS: STREET 1: 500 GRANT STREET, ROOM 151-0410 STREET 2: THE BANK OF NEW YORK MELLON TRUST CO. NA CITY: PITTSBURGH STATE: PA ZIP: 15258 13F-HR 1 efc13-191_fm13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ------------------ Check here if Amendment [ ]: Amendment Number: -------------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: W.K. Kellogg Foundation Trust Address: The Bank of New York Mellon Trust Co. NA 500 Grant Street, Room 151-0410 Pittsburgh, PA 15258 Form 13F File Number: 028-15333 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John J. Scarpiniti Title: Vice President, Corporate Trustee Phone: (412) 234-7999 Signature, Place and Date of Signing: /s/ John J. Scarpiniti Pittsburgh, PA February 22, 2013 -------------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 3 ------------------- Form 13F Information Table Value Total: $4,025,054 ------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
W.K. KELLOGG FOUNDATION TRUST FORM 13F INFORMATION TABLE Quarter Ended September 30, 2012 -------------------------------------------------------------------------------------------------------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------------------------------------------------------------------------------------------------------- KELLOGG CO COM 487836108 3,954,789 76,554,190 SH SOLE 76,554,190 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 37,844 1,048,025 SH SOLE 1,048,025 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 32,421 777,100 SH SOLE 777,100