0001181431-13-019255.txt : 20130327
0001181431-13-019255.hdr.sgml : 20130327
20130327211148
ACCESSION NUMBER: 0001181431-13-019255
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130326
FILED AS OF DATE: 20130327
DATE AS OF CHANGE: 20130327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STUBBS DACE BROWN
CENTRAL INDEX KEY: 0001197231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 13721336
MAIL ADDRESS:
STREET 1: PO BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
rrd375284.xml
X0306
4
2013-03-26
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001197231
STUBBS DACE BROWN
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
0
0
0
Class A Common
101409.7
D
Class A Common
235495
I
SMPL 2012 Partnership
Class A Common
2379.1
I
Albrecht Trust
Class A Common
1758.7
I
GGB Trust
Class A Common
3882267
I
Log House 2011 LP
Class B Common
2013-03-26
4
M
0
6253
18.94
A
308282.5
D
Class B Common
2013-03-26
4
F
0
1711
69.23
D
306571.5
D
Class B Common
2013-03-26
4
S
0
4542
69.93
D
302029.5
D
Class B Common
175000
I
WKS Partnership
Class B Common
577566
I
Log House 2011 LP
Non-Qualified Stock Option (right to buy)
18.94
2013-03-26
4
M
0
6253
0
D
2003-05-01
2013-04-30
Class B Common
6253
0
D
Non-Qualified Stock Option (right to buy)
22.49
2004-07-22
2014-04-30
Class B Common
4867
4867
D
Stock Appreciation Rights
28.58
2005-07-28
2015-04-30
Class B Common
5658
5658
D
Stock Appreciation Rights
34.95
2006-07-27
2016-04-30
Class B Common
4819
4819
D
Stock Appreciation Rights
33.76
2007-07-26
2017-04-30
Class B Common
5987
5987
D
Stock Appreciation Rights
35.51
2008-07-24
2018-04-30
Class B Common
5495
5495
D
Stock Appreciation Rights
27.05
2009-07-23
2019-04-30
Class B Common
6752
6752
D
Stock Appreciation Rights
Class B Common
3306.95
3306.95
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.82 to $70.04 inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock.
Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
Laura H. Pulliam, Attorney in Fact for Dace Brown Stubbs
2013-03-27