0001181431-13-017059.txt : 20130314 0001181431-13-017059.hdr.sgml : 20130314 20130314195635 ACCESSION NUMBER: 0001181431-13-017059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120713 FILED AS OF DATE: 20130314 DATE AS OF CHANGE: 20130314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUBBS DACE BROWN CENTRAL INDEX KEY: 0001197231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 13691879 MAIL ADDRESS: STREET 1: PO BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 rrd374181.xml X0306 4 2012-07-13 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001197231 STUBBS DACE BROWN 850 DIXIE HIGHWAY LOUISVILLE KY 40210 1 0 0 0 Class A Common 2012-07-13 2012-07-13 4 P 0 4414 62.75 A 4414 I By spouse Class A Common 2012-07-13 2012-07-13 4 G 0 4414 0 D 0 I By spouse Class A Common 2012-07-13 2012-07-13 4 G 0 4414 0 A 101409.7 D Class A Common 235495 I SMPL 2012 Partnership Class A Common 2379.1 I Albrecht Trust Class A Common 1758.7 I GGB Trust Class A Common 3882267 I Log House 2011 LP Class B Common 2012-07-13 2012-07-13 4 P 0 2757 64.34 A 2757 I By spouse Class B Common 2012-07-13 2012-07-13 4 G 0 2757 0 D 0 I By spouse Class B Common 2012-07-13 2012-07-13 4 G 0 2757 0 A 309708.5 D Class B Common 2013-01-31 2013-01-13 4 G 0 7679 0 D 302029.5 D Class B Common 175000 I WKS Partnership Class B Common 577566 I Log House 2011 LP Non-Qualified Stock Option (right to buy) 18.94 2003-05-01 2013-04-30 Class B Common 6253 6253 D Non-Qualified Stock Option (right to buy) 22.49 2004-07-22 2014-04-30 Class B Common 4867 4867 D Stock Appreciation Rights 28.58 2005-07-28 2015-04-30 Class B Common 5658 5658 D Stock Appreciation Rights 34.95 2006-07-27 2006-04-30 Class B Common 4819 4819 D Stock Appreciation Rights 33.76 2007-07-26 2017-04-30 Class B Common 5987 5987 D Stock Appreciation Rights 35.51 2008-07-24 2018-04-30 Class B Common 5495 5495 D Stock Appreciation Rights 27.05 2009-07-23 2019-04-30 Class B Common 6752 6752 D Deferred Stock Units Class B Common 3306.95 3306.95 D Number of shares has been adjusted to reflect the issuer's August 2012 stock split. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service. Laura H. Pulliam, Attorney-in-Fact for Dace Brown Stubbs 2013-03-14