0001181431-13-017059.txt : 20130314
0001181431-13-017059.hdr.sgml : 20130314
20130314195635
ACCESSION NUMBER: 0001181431-13-017059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120713
FILED AS OF DATE: 20130314
DATE AS OF CHANGE: 20130314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STUBBS DACE BROWN
CENTRAL INDEX KEY: 0001197231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 13691879
MAIL ADDRESS:
STREET 1: PO BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
rrd374181.xml
X0306
4
2012-07-13
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001197231
STUBBS DACE BROWN
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
0
0
0
Class A Common
2012-07-13
2012-07-13
4
P
0
4414
62.75
A
4414
I
By spouse
Class A Common
2012-07-13
2012-07-13
4
G
0
4414
0
D
0
I
By spouse
Class A Common
2012-07-13
2012-07-13
4
G
0
4414
0
A
101409.7
D
Class A Common
235495
I
SMPL 2012 Partnership
Class A Common
2379.1
I
Albrecht Trust
Class A Common
1758.7
I
GGB Trust
Class A Common
3882267
I
Log House 2011 LP
Class B Common
2012-07-13
2012-07-13
4
P
0
2757
64.34
A
2757
I
By spouse
Class B Common
2012-07-13
2012-07-13
4
G
0
2757
0
D
0
I
By spouse
Class B Common
2012-07-13
2012-07-13
4
G
0
2757
0
A
309708.5
D
Class B Common
2013-01-31
2013-01-13
4
G
0
7679
0
D
302029.5
D
Class B Common
175000
I
WKS Partnership
Class B Common
577566
I
Log House 2011 LP
Non-Qualified Stock Option (right to buy)
18.94
2003-05-01
2013-04-30
Class B Common
6253
6253
D
Non-Qualified Stock Option (right to buy)
22.49
2004-07-22
2014-04-30
Class B Common
4867
4867
D
Stock Appreciation Rights
28.58
2005-07-28
2015-04-30
Class B Common
5658
5658
D
Stock Appreciation Rights
34.95
2006-07-27
2006-04-30
Class B Common
4819
4819
D
Stock Appreciation Rights
33.76
2007-07-26
2017-04-30
Class B Common
5987
5987
D
Stock Appreciation Rights
35.51
2008-07-24
2018-04-30
Class B Common
5495
5495
D
Stock Appreciation Rights
27.05
2009-07-23
2019-04-30
Class B Common
6752
6752
D
Deferred Stock Units
Class B Common
3306.95
3306.95
D
Number of shares has been adjusted to reflect the issuer's August 2012 stock split.
Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock.
Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
Laura H. Pulliam, Attorney-in-Fact for Dace Brown Stubbs
2013-03-14