0000014693-11-000107.txt : 20111026
0000014693-11-000107.hdr.sgml : 20111026
20111026101700
ACCESSION NUMBER: 0000014693-11-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111024
FILED AS OF DATE: 20111026
DATE AS OF CHANGE: 20111026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERG DONALD C
CENTRAL INDEX KEY: 0001197218
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 111158173
MAIL ADDRESS:
STREET 1: PO BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-10-24
0000014693
BROWN FORMAN CORP
BFA/BFB
0001197218
BERG DONALD C
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
1
0
0
Chief Financial Officer
Class A Common
11960
D
Class B Common
2011-10-24
4
M
0
4000
30.18
A
22987
D
Class B Common
2011-10-24
4
F
0
2636
76.34
D
20351
D
Class B Common
2600.6
I
By 401(k) Plan
Non-Qualified Stock Option (right to buy)
30.18
2011-10-24
4
M
0
4000
0
D
2006-05-01
2013-04-30
Class B Common
19300
15300
D
Non-Qualified Stock Option (right to buy)
35.83
2007-05-01
2014-04-30
Class B Common
15358
15358
D
Stock Appreciation Right
45.53
2008-05-01
2015-04-30
Class B Common
13251
13251
D
Stock Appreciation Right
55.69
2009-05-01
2016-04-30
Class B Common
10251
10251
D
Stock Appreciation Right
53.80
2010-05-01
2017-04-30
Class B Common
11735
11735
D
Stock Appreciation Right
56.58
2011-05-01
2018-04-30
Class B Common
13785
13785
D
Stock Appreciation Right
43.10
2012-05-01
2019-04-30
Class B Common
22587
22587
D
Stock Appreciation Right
61.24
2013-05-01
2020-04-30
Class B Common
12341
12341
D
Stock Appreciation Right
73.95
2014-05-01
2021-04-30
Class B Common
13085
13085
D
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of October 24, 2011.
Diane M. Barhorst, Attorney in Fact for Donald C. Berg
2011-10-26