-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kluc8M26DZ3C99YH0pSNj4Ibl2MolhhMZd38Xm9jJsSN0Au+LuEtNRehuLtca/Rl OOwxMygs0okWVMBfwAlmNw== 0000014693-10-000032.txt : 20100504 0000014693-10-000032.hdr.sgml : 20100504 20100504132513 ACCESSION NUMBER: 0000014693-10-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100430 FILED AS OF DATE: 20100504 DATE AS OF CHANGE: 20100504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERG DONALD C CENTRAL INDEX KEY: 0001197218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 10796211 MAIL ADDRESS: STREET 1: PO BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-04-30 0000014693 BROWN FORMAN CORP BFA/BFB 0001197218 BERG DONALD C 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 1 0 0 Chief Financial Officer Class A Common 2010-04-30 4 F 0 467 60.03 D 11960 D Class B Common 2010-04-30 4 F 0 639 58.18 D 8900 D Class B Common 2497.987 I By 401(k) Plan Non-Qualified Stock Option (right to buy) 26.67 2004-05-01 2011-04-30 Class B Common 12983 12983 D Non-Qualified Stock Option (right to buy) 25.06 2005-05-01 2012-04-30 Class B Common 16903 16903 D Non-Qualified Stock Option (right to buy) 30.62 2006-05-01 2013-04-30 Class B Common 19024 19024 D Non-Qualified Stock Option (right to buy) 36.35 2007-05-01 2014-04-30 Class B Common 15138 15138 D Stock Appreciation Right 46.19 2008-05-01 2015-04-30 Class B Common 13062 13062 D Stock Appreciation Right 56.50 2009-05-01 2016-04-30 Class B Common 10104 10104 D Stock Appreciation Right 54.58 2010-05-01 2017-04-30 Class B Common 11567 11567 D Stock Appreciation Right 57.40 2011-05-01 2018-04-30 Class B Common 13588 13588 D Stock Appreciation Right 43.72 2012-05-01 2019-04-30 Class B Common 22264 22264 D The reporting person surrendered 467 shares of Class A Common Stock and 639 shares of Class B Common Stock to satisfy a tax withholding obligation related to the vesting on April 30, 2010, of a July 28, 2005 grant of restricted shares. The closing prices of BF-A and BF-B on April 30, 2010, were used to calculate the tax withholding obligation. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of May 3, 2010. Diane Barhorst, Attorney in Fact for Donald C. Berg 2010-05-04 -----END PRIVACY-ENHANCED MESSAGE-----