0001002225-13-000062.txt : 20130523
0001002225-13-000062.hdr.sgml : 20130523
20130523192105
ACCESSION NUMBER: 0001002225-13-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130522
FILED AS OF DATE: 20130523
DATE AS OF CHANGE: 20130523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUKEN WENDELL G VAN III
CENTRAL INDEX KEY: 0001197110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 13869928
MAIL ADDRESS:
STREET 1: C/O TONI BUGNI, JACKSON FUND SERVICES
STREET 2: 225 WEST WACKER DRIVE, SUITE 950
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-22
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001197110
AUKEN WENDELL G VAN III
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
1
0
0
0
Common Stock
2013-05-22
4
M
0
12000.0
10.0
A
27613
I
WG&ES VanAuken Trust
Common Stock
2013-05-22
4
M
0
4000.0
8.95
A
31613
I
WG&ES VanAuken Trust
Common Stock
2013-05-22
4
M
0
24000.0
9.99
A
55613
I
WG&ES VanAuken Trust
Common Stock
1529
D
Common Stock
13000
I
Dog Hill Partners LP
Common Stock
13000
I
Van Auken Charitable
Non-Qualified Stock Option (right to buy)
8.95
2013-05-22
4
M
0
4000.0
D
2004-12-01
2013-12-01
Common Stock
4000
0
D
Non-Qualified Stock Option (right to buy)
9.99
2013-05-22
4
M
0
24000.0
D
2006-06-07
2015-06-07
Common Stock
24000
0
D
Non-Qualified Stock Option (right to buy)
10.0
2013-05-22
4
M
0
12000.0
D
2005-12-01
2014-12-01
Common Stock
12000
0
D
Grant of Restricted Stock Units
Dog Hill Partners LP
Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96
Option exercise, no open market activity.
By: James S Cox For: Wendell G Van Auken
2013-05-23