0001002225-12-000031.txt : 20120427 0001002225-12-000031.hdr.sgml : 20120427 20120427125514 ACCESSION NUMBER: 0001002225-12-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120425 FILED AS OF DATE: 20120427 DATE AS OF CHANGE: 20120427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUKEN WENDELL G VAN III CENTRAL INDEX KEY: 0001197110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 12787151 MAIL ADDRESS: STREET 1: C/O TONI BUGNI, JACKSON FUND SERVICES STREET 2: 225 WEST WACKER DRIVE, SUITE 950 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0305 4 2012-04-25 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001197110 AUKEN WENDELL G VAN III 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2012-04-25 4 M 0 8000.0 8.95 A 32902.0 I WG&ES VanAuken Trust Common Stock 2012-04-25 4 M 0 4000.0 8.18 A 36902.0 I WG&ES VanAuken Trust Common Stock 1391.0 D Common Stock 13000.0 I Dog Hill Partners LP Common Stock 13000.0 I Van Auken Charitable Non-Qualified Stock Option (right to buy) 8.18 2012-04-25 4 M 0 4000.0 D 2003-12-02 2012-12-02 Common Stock 4000.0 0.0 D Non-Qualified Stock Option (right to buy) 8.96 2012-04-25 4 M 0 8000.0 D 2004-12-01 2013-12-01 Common Stock 8000.0 4000.0 D Dog Hill Partners LP Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96 Option exercise, no open market activity. By: James S Cox For: Wendell G Van Auken 2012-04-26