0001002225-12-000031.txt : 20120427
0001002225-12-000031.hdr.sgml : 20120427
20120427125514
ACCESSION NUMBER: 0001002225-12-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120425
FILED AS OF DATE: 20120427
DATE AS OF CHANGE: 20120427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUKEN WENDELL G VAN III
CENTRAL INDEX KEY: 0001197110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 12787151
MAIL ADDRESS:
STREET 1: C/O TONI BUGNI, JACKSON FUND SERVICES
STREET 2: 225 WEST WACKER DRIVE, SUITE 950
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0305
4
2012-04-25
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001197110
AUKEN WENDELL G VAN III
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
1
0
0
0
Common Stock
2012-04-25
4
M
0
8000.0
8.95
A
32902.0
I
WG&ES VanAuken Trust
Common Stock
2012-04-25
4
M
0
4000.0
8.18
A
36902.0
I
WG&ES VanAuken Trust
Common Stock
1391.0
D
Common Stock
13000.0
I
Dog Hill Partners LP
Common Stock
13000.0
I
Van Auken Charitable
Non-Qualified Stock Option (right to buy)
8.18
2012-04-25
4
M
0
4000.0
D
2003-12-02
2012-12-02
Common Stock
4000.0
0.0
D
Non-Qualified Stock Option (right to buy)
8.96
2012-04-25
4
M
0
8000.0
D
2004-12-01
2013-12-01
Common Stock
8000.0
4000.0
D
Dog Hill Partners LP
Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96
Option exercise, no open market activity.
By: James S Cox For: Wendell G Van Auken
2012-04-26