0001002225-11-000111.txt : 20111031
0001002225-11-000111.hdr.sgml : 20111031
20111031180926
ACCESSION NUMBER: 0001002225-11-000111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111031
FILED AS OF DATE: 20111031
DATE AS OF CHANGE: 20111031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUKEN WENDELL G VAN III
CENTRAL INDEX KEY: 0001197110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 111169234
MAIL ADDRESS:
STREET 1: C/O TONI BUGNI, JACKSON FUND SERVICES
STREET 2: 225 WEST WACKER DRIVE, SUITE 950
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0304
4
2011-10-31
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001197110
AUKEN WENDELL G VAN III
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
1
0
0
0
Common Stock
2011-06-02
4
Z
0
1800.0
D
1391.0
D
Common Stock
2011-06-02
4
Z
0
1800.0
A
34702.0
I
WG&ES VanAuken Trust
Common Stock
2011-10-28
4
S
0
5201.0
28.3225
D
29501.0
I
WG&ES VanAuken Trust
Common Stock
2011-10-31
4
S
0
4599.0
27.6972
D
24902.0
I
WG&ES VanAuken Trust
Common Stock
13000.0
I
Dog Hill Partners LP
Common Stock
13000.0
I
Van Auken Charitable
Transfer of shares from directly held to indirectly held in Trust
Dog Hill Partners LP
Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96
By: James S Cox For: Wendell G Van Auken
2011-10-31