0001002225-11-000048.txt : 20110509 0001002225-11-000048.hdr.sgml : 20110509 20110509105547 ACCESSION NUMBER: 0001002225-11-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110505 FILED AS OF DATE: 20110509 DATE AS OF CHANGE: 20110509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUKEN WENDELL G VAN III CENTRAL INDEX KEY: 0001197110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 11821847 MAIL ADDRESS: STREET 1: C/O TONI BUGNI, JACKSON FUND SERVICES STREET 2: 225 WEST WACKER DRIVE, SUITE 950 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-05-05 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001197110 AUKEN WENDELL G VAN III 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2011-05-05 4 M 0 12000 24.84 A 32902 I WG&ES VanAuken Trust Common Stock 1800 D Common Stock 13000 I Dog Hill Partners LP Common Stock 13000 I Van Auken Charitable Non-Qualified Stock Option (right to buy) 24.84 2011-05-05 4 M 0 12000 D 2002-12-03 2011-12-03 Common Stock 12000 0 D Restricted Stock Units Dog Hill Partners LP Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96 Option exercise, no open market activity. By: James S Cox For: Wendell G VanAuken 2011-05-06