0001002225-11-000048.txt : 20110509
0001002225-11-000048.hdr.sgml : 20110509
20110509105547
ACCESSION NUMBER: 0001002225-11-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110505
FILED AS OF DATE: 20110509
DATE AS OF CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUKEN WENDELL G VAN III
CENTRAL INDEX KEY: 0001197110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 11821847
MAIL ADDRESS:
STREET 1: C/O TONI BUGNI, JACKSON FUND SERVICES
STREET 2: 225 WEST WACKER DRIVE, SUITE 950
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0303
4
2011-05-05
0
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001197110
AUKEN WENDELL G VAN III
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
1
0
0
0
Common Stock
2011-05-05
4
M
0
12000
24.84
A
32902
I
WG&ES VanAuken Trust
Common Stock
1800
D
Common Stock
13000
I
Dog Hill Partners LP
Common Stock
13000
I
Van Auken Charitable
Non-Qualified Stock Option (right to buy)
24.84
2011-05-05
4
M
0
12000
D
2002-12-03
2011-12-03
Common Stock
12000
0
D
Restricted Stock Units
Dog Hill Partners LP
Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96
Option exercise, no open market activity.
By: James S Cox For: Wendell G VanAuken
2011-05-06