-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DYgTzYsBGS11hMvlZR9c6sSbhEFvOfd1lk+Va0LnbeTKDGbEfQVJ7Kgl+rzLlxAR jmonhG9qcWC6HBief86XFw== 0001002225-11-000015.txt : 20110207 0001002225-11-000015.hdr.sgml : 20110207 20110207180819 ACCESSION NUMBER: 0001002225-11-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110204 FILED AS OF DATE: 20110207 DATE AS OF CHANGE: 20110207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUKEN WENDELL G VAN III CENTRAL INDEX KEY: 0001197110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 11579803 MAIL ADDRESS: STREET 1: C/O TONI BUGNI, JACKSON FUND SERVICES STREET 2: 225 WEST WACKER DRIVE, SUITE 950 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-02-04 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001197110 AUKEN WENDELL G VAN III 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2011-02-04 4 M 0 8000 8.18 A 20902 I WG&ES VanAuken Trust Common Stock 1800 D Common Stock 13000 I Dog Hill Partners LP Common Stock 13000 I Van Auken Charitable Non-Qualified Stock Option (right to buy) 8.18 2011-02-04 4 M 0 8000 D 2003-12-02 2012-12-02 Common Stock 8000 4000 D On January 18, 2011, Advent distributed shares under its January 4, 2011 2:1 stock split. Share amounts and prices reflect post-split adjustment. Restricted Stock Units Dog Hill Partners LP Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96 Option exercise, no open market activity. By: James S Cox For: Wendell G VanAuken 2011-02-07 -----END PRIVACY-ENHANCED MESSAGE-----