0001532543-13-000008.txt : 20131028 0001532543-13-000008.hdr.sgml : 20131028 20131028122908 ACCESSION NUMBER: 0001532543-13-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131024 FILED AS OF DATE: 20131028 DATE AS OF CHANGE: 20131028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Principal Real Estate Income Fund CENTRAL INDEX KEY: 0001557523 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-623-2577 MAIL ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: Principal Commercial Mortgage Backed Securities Income Fund DATE OF NAME CHANGE: 20120907 FORMER COMPANY: FORMER CONFORMED NAME: Principal Commercial Mortgage Backed Securities Fund DATE OF NAME CHANGE: 20120905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCAUGHAN JAMES P CENTRAL INDEX KEY: 0001196954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22742 FILM NUMBER: 131172513 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-10-24 0 0001557523 Principal Real Estate Income Fund PGZ 0001196954 MCCAUGHAN JAMES P 711 HIGH STREET DES MOINES IA 50392-0300 0 0 0 1 Director of Sub-Advisor Common Shares 2013-10-24 4 P 0 22000 17.95 A 22000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.80 to $18.00, inclusive. The reporting person undertakes to provide to Principal Real Estate Income Fund, any security holder of Principal Real Estate Income Fund, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ James P. McCaughan 2013-10-28