0001225208-18-016031.txt : 20181130 0001225208-18-016031.hdr.sgml : 20181130 20181130194213 ACCESSION NUMBER: 0001225208-18-016031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181128 FILED AS OF DATE: 20181130 DATE AS OF CHANGE: 20181130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neuman Semone CENTRAL INDEX KEY: 0001573452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 181212497 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 FORMER NAME: FORMER CONFORMED NAME: Wagner Semone DATE OF NAME CHANGE: 20130401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 4 1 doc4.xml X0306 4 2018-11-28 0001196501 HMS HOLDINGS CORP HMSY 0001573452 Neuman Semone 5615 HIGH POINT DRIVE IRVING TX 75038 1 EVP, Coordination of Benefits Common Stock 2018-11-28 4 M 0 50607.0000 16.7700 A 150669.0000 D Common Stock 2018-11-28 4 M 0 12936.0000 19.0400 A 163605.0000 D Common Stock 2018-11-28 4 M 0 2553.0000 21.3600 A 166158.0000 D Common Stock 2018-11-28 4 S 0 30352.0000 34.4772 D 135806.0000 D Common Stock 2018-11-28 4 S 0 35744.0000 33.9261 D 100062.0000 D Common Stock 2018-11-29 4 M 0 21192.0000 16.6400 A 121254.0000 D Common Stock 2018-11-29 4 M 0 287.0000 16.7700 A 121541.0000 D Common Stock 2018-11-29 4 S 0 21479.0000 35.0713 D 100062.0000 D Nonqualified Stock Option (Right to Buy) 16.7700 2018-11-28 4 M 0 50607.0000 0.0000 D 2022-03-03 Common Stock 50607.0000 287.0000 D Nonqualified Stock Option (Right to Buy) 19.0400 2018-11-28 4 M 0 12936.0000 0.0000 D 2027-06-09 Common Stock 12936.0000 64684.0000 D Nonqualified Stock Option (Right to Buy) 21.3600 2018-11-28 4 M 0 2553.0000 0.0000 D 2020-11-14 Common Stock 2553.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 16.7700 2018-11-29 4 M 0 287.0000 0.0000 D 2022-03-03 Common Stock 287.0000 0.0000 D Nonqualified Stock Option (Right to Buy) 16.6400 2018-11-29 4 M 0 21192.0000 0.0000 D 2022-05-13 Common Stock 21192.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.27 to $34.72, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.27. to $34.26, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.71 to $35.31, inclusive. One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018. One-half of the option vests in 3 equal installments on the March 3, 2018, March 3, 2019 and and March 3, 2020. The other one-half of the option vests as follows: two-thirds vests on March 3, 2019 and one-third vests on March 3, 2020. One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions. One-half of the option vested in three equal installments on May 13, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on May 13, 2017 and one-third vested on May 13, 2018. Kimberly J. Day, as Attorney-in-Fact for Semone Neuman 2018-11-30