-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VxMaSdUeE4cq1KQDDVpzvMxwkHUHzDwXtXEJFGbwoxZW1wCU0WfAiGnLsM68lQ+S ICYaGWmMSWNXgeLyWmqjhA== 0001002225-10-000102.txt : 20101112 0001002225-10-000102.hdr.sgml : 20101111 20101112183444 ACCESSION NUMBER: 0001002225-10-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101110 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG LILY CENTRAL INDEX KEY: 0001195461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 101188472 MAIL ADDRESS: STREET 1: 301 BRANNAN ST CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-11-10 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001195461 CHANG LILY 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 EVP & CTO Common Stock 2010-11-10 4 M 0 20000 28.18 A 27666 D Common Stock 2010-11-10 4 D 0 10177 55.38 D 17489 D Common Stock 2010-11-10 4 F 0 4585 55.38 D 12904 D Common Stock 251673 I U/A/D Trust 8/21/00 Common Stock 5250 I by CRT Trust Stock Appreciation Rights 28.18 2010-11-10 4 M 0 20000 D 2007-03-14 2016-03-14 Common Stock 20000 7500 D Exercise of stock settled stock appreciation rights (SS-SAR). On 11/10/10, 20,000 SS-SAR were exercised and 10,177 shares were withheld to satisfy the exercise price obligation. Shares traded for taxes. No open market activity. By: James S Cox For: Lily S Chang 2010-11-12 -----END PRIVACY-ENHANCED MESSAGE-----