0001002225-15-000034.txt : 20150710 0001002225-15-000034.hdr.sgml : 20150710 20150710190828 ACCESSION NUMBER: 0001002225-15-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150708 FILED AS OF DATE: 20150710 DATE AS OF CHANGE: 20150710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIMARCO STEPHANIE CENTRAL INDEX KEY: 0001195460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 15984539 MAIL ADDRESS: STREET 1: 301 BRANNAN ST CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-07-08 1 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001195460 DIMARCO STEPHANIE 600 TOWNSEND STREET SAN FRANCISCO CA 94103 1 0 0 0 Common Stock 2015-05-07 5 Z 0 1306.0 0.0 D 0 D Common Stock 2015-07-08 4 D 0 399654.0 44.25 D 0 I by CRT Trust Common Stock 2015-03-26 5 G 0 75000.0 0.0 D 2393233 I by Living Trust Common Stock 2015-05-07 5 Z 0 1306.0 0.0 A 2394539 I by Living Trust Common Stock 2015-07-07 5 G 0 75000.0 0.0 D 2319539 I by Living Trust Common Stock 2015-07-08 4 D 0 2319539.0 44.25 D 0 I by Living Trust Stock Appreciation Rights 7.84 2015-07-08 4 D 0 203000.0 36.41 D 2007-03-14 2016-03-14 Common Stock 203000 0 D Stock Appreciation Rights 11.88 2015-07-08 4 D 0 28000.0 32.37 D 2009-05-14 2018-05-14 Common Stock 28000 0 D Stock Appreciation Rights 21.06 2015-07-08 4 D 0 9814.0 23.19 D 2014-05-09 2023-05-09 Common Stock 9814 0 D Stock Appreciation Rights 29.01 2015-07-08 4 D 0 9138.0 15.24 D 2015-05-07 2024-05-07 Common Stock 9138 0 D Transfer of shares from directly held to indirectly held in Trust Disposed of pursuant to the terms of the Merger Agreement in exchange for a cash payment of $44.25 per share on the effective date of the merger. Gift of shares from Living Trust to San Francisco Foundation. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $7,391,230, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $906,360, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $227,587, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share. Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $139,263, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share. By: James S Cox For: Stephanie DiMarco 2015-07-10