0001181431-11-056764.txt : 20111117 0001181431-11-056764.hdr.sgml : 20111117 20111117165035 ACCESSION NUMBER: 0001181431-11-056764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111115 FILED AS OF DATE: 20111117 DATE AS OF CHANGE: 20111117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303 220 6600 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARKOWSKI ELIZABETH M CENTRAL INDEX KEY: 0001195187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51360 FILM NUMBER: 111213557 MAIL ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 rrd326031.xml MARKOWSKI X0304 4 2011-11-15 0 0001316631 Liberty Global, Inc. LBTY 0001195187 MARKOWSKI ELIZABETH M 12300 LIBERTY BOULEVARD ENGLEWOOD CO 80112 0 1 0 0 Sr Vice President & Secretary Series C common stock 2011-11-15 4 M 0 21000 19.92 A 107077 D Series C common stock 2011-11-15 4 S 0 21000 40.5431 D 86077 D Series C common stock 2011-11-15 4 M 0 6372 27.08 A 92449 D Series C common stock 2011-11-15 4 F 0 862 40.37 D 91587 D Series C common stock 2011-11-15 4 D 0 4275 40.37 D 87312 D Series C common stock 2011-11-16 4 S 0 1235 40.60 D 86077 D Series C common stock 136 I by spouse Series C common stock 4169 I by 401(k) Plan Stock Option (right to buy) 19.92 2011-11-15 4 M 0 21000 0 D 2013-05-02 Series C Common 21000 0 D Stock Appreciation Rights 27.08 2011-11-15 4 M 0 6372 0 D 2017-05-01 Series C Common 6372 21240 D The price reflects a weighted average of sales made at prices ranging from $40.51 to $40.60. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Stock withheld in payment of taxes. The Reporting Person disclaims beneficial ownership of these shares owned by her spouse. The Reporting Person received 160 shares contributed by Issuer under its 401(k) Plan as of September 30, 2011. The option is immediately exercisable. The SARs provide for vesting of 12.5% of the shares on November 1, 2010, and the remaining shares in 14 equal quarterly installments commencing February 1, 2011. The trading symbols for the Issuer's Series A, Series B, and Series C common stock are LBTYA, LBTYB, and LBTYK, respectively. Elizabeth M. Markowski 2011-11-16